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Unconventional Wisdom on U.S. Higher-Ed Attainment

February 22, 2011, 10:04 am

I’ve written before that the United States shouldn’t be so worried about ensuring that its college graduation rates are the best in the world. After all, shouldn’t we applaud rising educational attainment everywhere, even as we try to improve our own? A just-released paper by public-policy consultant Art Hauptman adds a further twist to the debate: What if the widely shared premise that the U.S. is falling behind other nations when it comes to college completion just isn’t true?

I won’t try to give a detailed summary of Hauptman’s closely argued analysis, which is worth reading in its entirety (you can also watch a video of the American Enterprise Institute conference at which his finding were presented). But he offers some very helpful tools for thinking about higher-education access and success, beginning with some definitions of terms that are often imprecisely used. The participation rate, defined as the percentage of a country’s population that enrolls in higher education, is fairly straightforward. But completion, the percentage of entering students who earn a degree, is often confused with attainment, which refers to the percent of the working population who have earned a degree.

As the United States has moved from an elite to a mass to a university system of higher education, Hauptman explains, our participation rate of around 70 percent immediately following high school gives us one of the highest rates among members of the Organization for Economic Co-operation and Development (OECD). Our college completion rates, which have been the subject of considerable concern, are mediocre – but have long been so, he writes. “Speakers or writers will assert we must regain our global leadership in college completion rates when we never exhibited such leadership, at least since we became a mass system of higher education in the 1950s and 1960s,” Hauptman writes. There’s an “inherent tension,” he adds, between widening access to postsecondary education and trying to improve completion rates.

Hauptman believe attainment rates are a particularly useful measure, because they measure both access to higher education and successful completion (a country that improves access significantly, even with a falloff in rates of completion, will still see improved attainment). Attainment rates also permit comparisons of educational achievement between workforce cohorts of different ages. And they make possible cross-national comparisons that distinguish between bachelor’s and sub-bachelor’s programs.  Hauptman argues that mediocre attainment levels in the United States are primarily attributable to the poor showing of community college students: For every age group, the U.S. ranks much higher among OECD nations for bachelor’s degree attainment than it does for sub-bachelor’s degrees. Moreover, contrary to the commonly accepted narrative of declining or stagnant U.S. postsecondary attainment, overall U.S. attainment rates have gone up steadily over the past two decades, while bachelor’s degree attainment rates have been climbing for 60 years.

Hauptman isn’t calling for complacency about U.S. postsecondary education — he believes that it needs to be improved. But he’s like to see a focus on increasing the number of degrees awarded rather than on completion rates, He cites a pair of perverse incentives associated with the latter measure: “increased completion rates could be achieved by reductions in quality or increases in selectivity, both of which would be detrimental to the larger goal of increasing the share of adults with a credential that has real labor market value.” That’s an important note of caution. Above all, Hauptman’s work is a useful reminder that before decrying our educational shortcomings, or mounting new policy initiatives to tackle them, we should make sure that we understand the problem correctly in the first place.

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  • peachy2417

    I think acess and attainment in higher education is greater now than it has been in a number of years, due to the fact the economy is bad and there are no jobs. what do people normally do when there are no jobs? Yes they enroll in college or some sort of vocational school that will land them jobs. I don’t think colleges in the United States have to worry about enrollment, i think young adults know in order to be marketable when the economy changes they have to earn a college degree. what better time than now to attend college, apply for financial aid and educate yourself so you can land a decent salary. The time is now acess, attainment and graduation is a must for our children.

  • rab60

    The problem is not with graduation rates. The question is what do students know when they finish as compared to three to four decades ago. Having taught for the last four decades, I suspect that they know less. This is largely due to the marketing specialists in upper administrations who in various guises push for easier grading. As a consequence the students work less and they know less.

  • tclundberg

    Wildavsky concludes, “above all, Hauptman’s work is a useful reminder that before decrying our educational shortcomings, or mounting new policy initiatives to tackle them, we should make sure that we understand the problem correctly in the first place.”

    A quick skim of the report suggests that it does promote some conceptual clarity. I would like to see Hauptman think a bit more about the “community college conundrum.” Like much work in higher education policy that attends to issues of attainment, he works with a production model that is prone to functionalist generalizations. A student is a student (attributes such as age and purpose matter some), a degree is a degree (though institution type matters some), degree completion is degree completion. Hauptman’s report allows for fairly easy, quantitative comparisons between bachelor’s degree attainment and completion (U.S. performance is first-rate) and sub-bachelor’s degree attainment and completion (the U.S. performance is “mediocre”). In his conclusion, he makes a gesture to redefining what counts as successful education, but he holds fast to degree attainment and completion (those data are available for analysis). A “correct” understanding the community college conundrum may require use to stop using the degree as a unit of analysis. We might have to begin to talk to students and community stakeholders (including but not limited to employers) about what kinds of development is called for and whether we are willing to make those investments.

    Hauptman wants us to set “realistic goals” but adapt innovative policies so that public investment is efficient. At the same time, he wants “a special emphasis on improving the situation of low income and minority students and focusing on fields of study deemed to be of particularly high priority.” I want to read his contribution generously, to believe he aims at building two-year colleges that more effectively meet the needs of local communities (that is, of course, what community colleges do). My fear is that his work actually (perhaps intentionally) retrenches (efficiently) a system that reproduces growing inequality, a system that really has little use for more effective community colleges.

  • 22097237

    First, thank you for this article–I really appreciate the pointer to Hauptman’s paper. I believe the following statement in your article is wrong: “Hauptman believe attainment rates are a particularly useful measure.” Hauptman’s paper makes a case against using rates in favor of total numbers. Rates, he notes, suffer from the “denominator problem,” wherein it’s possible to game the system by becoming more selective in who is admitted in order to produce a higher rate, which ultimately reduces access to higher education and lowers overall attainment. He points out successful policies in the past sought to increase total numbers and thus mostly avoiding problems rates-as-policy introduce. As Dianne Ravitch points out in her book, The Death and Life of the Great American School System, K12 policies based on unrealistic numbers simply lead to gaming the system. Rates as higher education performance measures may lead to institutional responses similar to what K-12 has seen. A key point, in my opinion.

  • bwildavsky

    Thanks for your comment. You are right that Hauptman points to various pitfalls of both attainment and completion rates. However, his paper explicitly says that using attainment rates is helpful. He writes on p. 6: “Attainment rates were not extensively used in higher education debates until a decade ago, but their recent use has enhanced the quality of the debate for several reasons” — one of which, as I wrote above, is that they measure both access and success.

  • 22097237

    Granted, but he states he’s a self-professed “fool on this” topic of numbers instead of rates (19:46 into the video). “You can’t take rates to the bank.” Numbers, he says, allow you to bring equity and relevance goals into the discussion. I agree, of course, that attainment is a better measure over completion (numbers or rates) and I wish I had encountered this distinction sooner. Many thanks, again, to you for your article.

  • burger1376

    rab60,

    You might be correct on students who graduate from US universities in recent years. I want to disagree with you, because I graduated in 2005, spoke three languages, and had traveled much of Asia before I graduated. However, I know that there are also many people who sleep through state-schools and still get the diploma.

    I think the education debate needs some perspective. I have been living and teaching in China for that past 7 years. I have also finished my graduate degree in a Chinese university. Many people in the west, and especially the United States, claim that Asian students are outperforming us in this field. If any of these so-called scholars of education actually spent some time in an Asian higher education setting, they would see that the US is still far more advanced in higher education than anywhere in East Asia.

    Chinese students have a saying; “In the US, college is easy to get in, hard to get out; in China, college is hard to get in and easy to get out.” Meaning, they have to study very hard to pass the gaokao, or Entrance exam, but once they are in they have no pressure at all to study. Many of them play video games their entire college career. (Of course many American students might do the same, but those students rarely finish college in the US. In China, it is the norm).

    Not only that, but students rarely attend class. In fact, when I was studying in a Chinese university, most of the time the class was empty. The teacher read off the power point presentation, and that was it. There isn’t a lot of learning going on in a Chinese university classroom.

    I could go on, but I think you get the point. Korea and Japan are not much different, although Korea is getting a little more strict in their academics.

    I know many Chinese graduates of IT degrees who cannot reformat a computer. I know political science majors who can’t even name the countries to the West of China.

    Even with the so-called “dumbing down of American higher education,” we still do not have to worry about Asian higher education competing with us. This is not to say that we shouldn’t do something about our high schools. Although high schools are a different topic, I also think we should not follow the backwards Asian system either. The US is doing something that many other nations are not doing. That is talking about it. Debates are healthy. Asians neglect this.