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Using Grading Contracts

August 2, 2010, 11:00 am

contractAs someone who has been teaching writing at the university level for 12 years, I have had my fair share of grade complaints at the end of a term. “Why didn’t I get the ‘A’? I worked ‘really hard’ all semester.” “Why do you count a ‘B’ as an 85? My other professor counts it as an ’86′ and if you did that, I could get the ‘A’.” “How many points is a tardy worth?” “Yea, I missed our conference and I was absent three weeks, but I did all the work. Why is my grade not an ‘A’?” Of course answers to those never-ending questions are often in the syllabus, but the questions come anyway. Maybe these questions come because I teach writing and writing, unlike many other disciplines, is so “subjective.” [Note that none of the above questions concerned writing, the focus of the course.]

Over the past few years, colleagues have begun to use “grading contracts” in their classes. Part of this decision is to alleviate those end-of-term questions, but more importantly, faculty are using grading contracts because these contracts can facilitate better teaching and better learning.

I have been skeptical about these contracts.

A grading contract is an agreement the students enter into with the professor that states that if students meet certain criteria, they will earn a certain grade. (Sounds like a syllabus, doesn’t it?) Where the grading contract differs from a syllabus is in the detail. A syllabus is a general document that concerns an entire course, including individual instructor and university policies. A grading contract is different in that it focuses on the content of the course and how that course (or each individual assignment) is evaluated and “graded.” If a student meets specific criteria set forth in the contract, that student will earn an “A” or a “B” or “C” (or whatever grade) in the course.

A grading contract is easier to understand if we see one. An excellent example comes from Peter Elbow, Emeritus Professor of English at University of Massachusetts at Amherst, and Jane Danielewicz, Associate Professor of English, University of North Carolina at Chapel Hill. In their 2009 College Composition and Communications article, Elbow and Danielewicz outline how they have used contracts in writing classes (CCC: 60.2 (2009): 244+). This is what a student would need to do in order to earn a “B” in one of their writing courses:

  1. attend class regularly—not missing more than a week’s worth of classes;
  2. meet due dates and writing criteria for all major assignments;
  3. participate in all in-class exercises and activities;
  4. complete all informal, low stakes writing assignments (e.g. journal writing or discussion-board writing);
  5. give thoughtful peer feedback during class workshops and work faithfully with your group on other collaborative tasks (e.g., sharing papers, commenting on drafts, peer editing, on-line discussion boards, answering peer questions);
  6. sustain effort and investment on each draft of all papers;
  7. make substantive revisions when the assignment is to revise—extending or changing the thinking or organization—not just editing or touching up;
  8. copy-edit all final revisions of main assignments until they conform to the conventions of edited, revised English;
  9. attend conferences with the teacher to discuss drafts;
  10. submit your mid term and final portfolio.

If a student does all 10 of these items, according to Elbow and Danielewicz, that student earns a “B” in the course. The “A” in the course is reserved for students who complete these items but who also produce “exceptional” writing.

And there’s the problem for me: How can a student define “exceptional” writing? How does the faculty member define it? How can a contract help a student know how to achieve the “exceptional”? Additionally, in looking at the 10 items above, how do faculty evaluate “thoughtful peer feedback” or “sustained effort” on draft writing? For me, many of these items are still subjective, and because they are subjective, are open to grade complaints. Elbow and Danielewicz explore the idea that many of the listed items encourage students to “go through the motions” of getting an assignment completed, or in other words, the contract focuses more on the process of writing and not the final product of writing.

Overall, there are advantages and disadvantages to contract grading. Advantages might include students taking a more active role in their learning processes, it can help students manage their time more effectively, and it can help them understand that earning an “A” requires more than a minimum of effort. In other words, if students are driven by earning a particular grade, they will do what’s required to earn that grade…they just need to know—in very concrete terms—what those requirements include. A grading contract can do this.

On the other hand, grading contracts have disadvantages. They can be more work for the already overworked instructor (particularly in a writing class). Contracts can take away some (but not all) of the subjectivity of evaluating student work, and contracts do not allow for much flexibility in the way students create work or how the instructor can evaluate that work.

Grading contracts are an interesting idea that I have yet to implement with much success. The contract can remove some of those end-of-term questions, but the ideas of subjectivity and the cultural importance of grades still remain. I’m not sure how a contract can take away the stigma of a “B” when a student sees her/his identity and worth tied up in that grade.

But let’s hear from you. What have your experiences been like with contract grading? How might contract grading be effective in a discipline outside of writing? How do grading contracts work in large lecture sections? In a science-type course? In an activity-based course? What have been your experiences with contract grading (positive and negative)? Please leave comments below.

(* NOTE: It’s important to recognize that Elbow and Danielewicz go into much greater and eloquent detail about their contract in the CCC article, and my quick gloss here doesn’t do their work justice. I am only using their list of 10 items as an example of what a contract might look like. The entire article is worth the read if you desire more information about grading contracts).

[Image by Flickr user Jon A Ross, and used under the Creative Commons license.]

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24 Responses to Using Grading Contracts

ksledge - August 2, 2010 at 4:10 pm

Maybe it’s because I’m in a more science-oriented field, but I’m surprised this article was even written as I didn’t realize that it’s normal for professors to be so vague with their grading. Even as a student I remember there being a section of the syllabus breaking down what constitutes the final grade. I don’t have a “grading contract” in my courses, but I have a section in my syllabus that outlines the grade breakdown in detail. I say precisely how much each exam and assignment is worth, as well as any other part of the grade such as class participation. I also break down class participation by specific activities the student can perform to get participation points (e.g. talking in class as well as participating on the online discussion board) and how much each activity is worth. I include precise attendance policies and how much credit students will miss once they’ve skipped too many classes. Within an exam or an assignment, if the questions subjective (i.e. not multiple choice), I will include a rubric that states what required content is worth how many points. Finally, I include the cut-offs for each final grade so they know not to bother me if they get an 86.9 and I only give them a B instead of a B+.What I like about this system is that it’s even more clear than the example posted in this article. In the case above, what happens if a student has exceptional writing but poor attendance? Are they automatically bumped down to a “C” or does the exceptional writing resurrect some shortcoming with the attendance? Students should know how much each aspect of the course is worth.I don’t receive questions about grades. I do sometimes get people angling for higher grades but each case is so easy to address because the requirements are so clear. It saves so much headache. When you teach 100 students in a single class you can’t have them all bugging you about vague grading practices. Also, sometimes you’re coordinting grades with another instructor or a grader. That’s where rubrics help, because they keep everything fair and objective. I do think that rubrics can be problematic because for an essay assignment it takes away some ability to be creative. A student might do something brilliant that was not anticipated by the rubric (but also make other errors), and it’s hard to know what to do with that. But I think the solution is to have a flexible rubric for that assignment if necessary. Overall I think that being clear about grading is LESS work, not MORE as the author states. I also think it’s much more fair to the students. In the end it will help with your evaluations as well, because students won’t be bitter about arbitrary grading practices. Finally, one reason I’m glad I use objective and clear grading practices is because I don’t want my feelings about a student to cloud how to evaluate him/her. A student with a bad attitude won’t get full class participation points, but s/he still might end up with an “A” in my class if s/he does everything else right, as much as I would like to knock him/her down a notch. A wonderful, sweet, highly interested student might easily earn 100% participation points, but if s/he doesn’t do great on demonstrating actual knowledge, I will be forced to stick him/her with a C+ if s/he has a final grade of 79.

jack_cade - August 2, 2010 at 5:19 pm

Hmm, what constitutes sufficient “effort and intensity”? Is it something the student understands or will they might they fail to achieve sufficient “effort and intensity” despite they fact that they believe they are trying and therefore fulfilling the contract?There is no way around the basics of teaching. The student doesn’t know what an A is but the instructor does. The rest is negotiation and teaching.The main issue here is that the contract limits the students participation at the outset. The 19 year old idiot, which almost all 19 year olds are to a certain degree (lord knows that I was) says to them self before the class, what do I care about bio-chemistry? I don’t even want to take this class. So they say, I’d be happy with a C, but I’ll be ambitious and tell the prof I want B.Then they do the work of a C-ish the prof feels guilty and gives them a B- because of the contract. However, what if their grade were not so artificially restricted? Perhaps, in their effort to keep up in this unmapped territory, they would’ve found themselves getting interested in the topic. Perhaps that interest would’ve blossomed into advanced studies of the topic or perhaps a change of educational paths that would have led them down the path more suited to them than the one they thought they were interested in at 17 when they got ready to go to school.You people who try to instrumentalize education are doing so far more simplistically than can possibly encapsulate anything meaningful.Young minds come in and through the messy, inefficient, at times stupid give and take of success and failure in college become educated people.You can not make it math folks, it is about human growth and experience. Not the education of Commander Data.Sorry, but instrumentalization of education like the false separation between the intellectual cultures of science and the humanities (as if we can have great mathematicians but hallmark card poets) is simply foolish.Every bit as silly as measuring the educational achievement of a 12 year old human being with a standardized test.These are the hobgoblins of little minded people.

george_h_williams - August 2, 2010 at 5:38 pm

Dear loyal ProfHacker readers,Let’s try to focus on answering the questions posed at the end of the above post: “What have your experiences been like with contract grading? How might contract grading be effective in a discipline outside of writing? How do grading contracts work in large lecture sections? In a science-type course? In an activity-based course? What have been your experiences with contract grading (positive and negative)? Please leave comments below.“If you don’t have any experience with contract grading, it might be a good idea to wait until some people who do have left their comments.Thanks!George H. Williams, ProfHacker editor

jack_cade - August 2, 2010 at 6:27 pm

[Comment deleted by editor. Please don't ignore the guidelines for discussion in this forum, especially if all you're going to do is repeat what you've already written. Thanks!]

billiehara - August 2, 2010 at 7:20 pm

Thanks, @ksledge. You raise many of the concerns I have. I sometimes with writing could be scored as objectively as some other disciplines can be. In writing, there is rarely a “right” or “wrong” answer to any type of writing. Yes, we could grade solely on the number of grammatical/usage errors a student makes, but history has taught us that’s not good pedagogy…. it’s also not good writing.I also include statements on the syllabus that state that if a student misses “x” number of classes, “x” number o points will be deducted from the final grade. The syllabus really is clear. But student challenge it, nonetheless.I’m getting off subject here a bit, but I’ve actually had students come to me at the end of the term wanting a grade change because their science/math/whatever professor won’t change THEIR grade, and because, “you know, writing is so subjective, can you change your grade so I can [keep my scholarship, join a Greek organization, not fail out of school completely]?”Anyway, as I stated in the post, grading is a complex issue. I’m glad you posted here so we could continue the conversation.

heatherwhitney - August 2, 2010 at 8:06 pm

I like the idea of stating very clearly that doing average work truly is deserving of a B, not an A, and giving examples as mentioned in the post. At least for me, my students in the past have often had an attitude that if they show up and do the minimum, that should garner an A. There appears to be some confusion as to what separates average verses exceptional.

billiehara - August 2, 2010 at 9:50 pm

Thanks, @heatherwhitney! I agree with your statement that students expect the high grade for doing the minimum amount of work. This is one of the benefits of the contract grading (as outlined by Elbow and Danielewicz). The contract does show a student (at least) the very many steps that are involved in getting quality work accomplished. This is the focus on the process and not so much on the product. Standard grading practices generally focus on the product. In writing, we are evaluating BOTH the produce and the process.

astroman - August 3, 2010 at 12:44 am

I’m like @ksledge in that my syllabus for my science class is very clear on what percentage of the course grade is for exams, how much for in-class projects, etc. The syllabus is my contract with the students. It includes my expectations of them and what they should expect from me as well as the student learning outcomes and how I deal with make-up assignments.However, what provoked me to comment on this was a comment by @heatherwhitney that seemed to say that a “B” was for average work. Hopefully, I misunderstood because I have a “C” be for “average” work as has been (was?) the tradition. This is probably off-topic so I’ll stop writing now…

aetolius - August 3, 2010 at 5:40 am

I don’t understand the need for a grading contract. I do understand the need for grading rubrics on every assignment you give to your students. That’s what I do in my courses. For each assignment, I clearly state, in writing, what is needed to earn each letter grade, then I explain in the grading portion of the syllabus how I calculate the grades (strict average or if certain assignments count more than others). My experiences have been better at end of term once I started using grading rubrics versus just using the syllabus. Only frustration results from professors not clearly outlining what students must do to earn grade x.

paul_r - August 3, 2010 at 6:31 am

This article has inspired me to think about a grading contract, for a proportionally small part of the overall assessment for a course of mine.I could see it working very well for reflective parts of the course. You could for example have 10 criteria, similar to above – although perhaps more explicit – with say a 10% mark for each, which the student completed regarding their contribution and engagement with the module. The student could then “grade” themselves, by completing the 10 points with a small reflection on how they have completed that component. The tutor could then just give that grade for their contribution – they could just look at a few (or all) for moderation, or even do peer assessment (their peers judge their arguments). This might be an interesting way of students taking ownership over their learning, and even grades. Basically students would have to explicitly argue their case according to the criteria and they could then get the grade. As I said this would only be a small contribution for the overall module. But it might be an interesting way to get engagement?

profshelly - August 3, 2010 at 7:52 am

B”HI am a writing instructor, and I absolutely understand the need for grading contracts. It seems the students today come to class with the attitude, “I paid for this class, I deserve an ‘A,’ and I won’t accept anything less! The problem isn’t always that the grading is somewhat subjective, but that, as writing instructors who read the personal writing of our students on a daily basis, we may become closer to our students, more empathetic, and more subject to student manipulation.So, the grading contract may not be just for our students. It may, more appropriately, serve us. I also have a very specific day-by-day syllabus. It is not for my students, really. It is for me. It keeps me organized and on subject every day–no matter what they throw at me!Michelle

ksledge - August 3, 2010 at 8:12 am

@jack_cade — students today care about grades more than they used to, period. Having a clear grading contract/syllabus doesn’t make that happen to a greater degree, either. It might be sad, but I use grades to motivate. They are part of my pedagogy. Anything that’s important for the overall learning of the class, I translate into a grade and I explain my reasoning when appropriate. Students who are intrinsically motivated will still earn great grades without thinking about it. Those who are extrinsically will still learn the material by doing what it takes to earn a good grade. So it’s a win-win. Also, my grading contract doesn’t mean that C work will be a B-. C work earns a C. If everything is included in your contract/syllabus (including overall attitude as part of “class pariticpation,” as a specific number of points), then you will take AWAY bias, guilt, empathy, and any other emotions that will make the final grade unfair one way or another.

russhunt - August 3, 2010 at 8:35 am

I have lots of respect for Peter Elbow, but the list of criteria for a B is not a contract (contracts are negotiated, not laid down from on high), and in my (fairly extensive) experience with explicit, concrete criteria for, e.g., a B, this list is composed of a series of invitations for haggling and grade grubbing. Further, a B isn’t what almost any student wants, or even is happy to settle for. The issue is that our society has made grades the only thing education is really about, partly by charging increasingly high prices for them. While I agree with ksledge that “students today care about grades more than they used to,” I’d suggest that the more we “use grades to motivate,” the more we reinforce the idea that that is all it’s about.

wmccall77 - August 3, 2010 at 9:25 am

I used a grading contract in a course I taught on Bob Dylan recently. I had used grading contracts earlier in writing courses (many years ago) but got away from them for some reason. I loved using the contract in the Dylan course, as did my students. Students had to do weekly/daily writing assignments on the assigned articles/chapters, come to class, do a 45 minute presentation, and pass a final exam in order to get a B (few other things too). To get an A, they had to write an acceptable research paper.A grading contract sets a whole different tone in the class room–much more gentle, supportive, and relaxed. Students understand more about what education really means.I’ll use a similar approach to a course I’m developing on the Beats.

billiehara - August 3, 2010 at 9:49 am

@profshelly, really good point that that the contracts serve us maybe a little more than they do the students. That’s something I need to remember. ;-)@russhunt, of course a contract is negotiated (to a degree)….and the negotiation is part of the pedagogy. This post wasn’t really about Elbow and Danielewicz. I just use their criteria (which I’m sure was negotiated with students) as an example of what might be included on a contract. (Like I said in the post, I wasn’t doing their article justice–but was using it as a jumping off point for this discussion.) Take a look at the entire piece. It’s quite good.

billiehara - August 3, 2010 at 9:53 am

@paul_r You raise some interesting points here. Having students take over some of the assessment might be an interesting poing. I wonder about FERPA and all those ugly issues, but it’s an interesting point. I’ve always appreciated ways that encourage students to become more engaged in their work and the work of their peers.@aetolius Aren’t grading contracts very similar to rubrics? (I’m playing a bit of devil’s advocate here.) I’m not a big fan of rubrics, either, as I don’t like giving students a map they MUST follow in order to achieve a grade. I’d much rather the work (writing, in my case) be more organic. But that’s just me. Organic raises grading questions. :-/

heatherwhitney - August 3, 2010 at 10:15 am

@astroman I understand your point. I misspoke on B being for average work.To others who have commented on why the need for grading contracts, especially when it comes to the sciences: in the past I’ve had students who, even though I sat down and showed them exactly how I calculated their grade numerically, did not believe they deserved the letter grade they received. Some have even tried to suggest different grading schemes to change their grade. One student wanted me to take points from his final exam and apply them to his lab grade, for example. (?????) Students have often argued that if they did well on a test, that should be representative of their entire effort in the class. I think a grading contract would have been useful in this case because it would have been another way the student could have some clear information on what kind of work, in total for the entire semester, constitutes a B, C, etc. For many of our science students, grades are just numbers that can be manipulated. I think the point of the grading contract is not necessarily to set a numerical rubric but to communicate the spirit of the letter grade. It complements any rubrics you may be using.

roguerouge - August 3, 2010 at 10:50 am

Ever since I had students post their papers to the course web site and do peer review on each other’s midterms five years ago, I’ve had ONE request for a regrade on the paper. It turns out that I had been overly hard on that paper, so I was glad to give it a slight boost. It was my error. Mentioning the top papers allows strivers to look at those papers and see what they might do better as well. Of course, I also have a list of my ten most common comments on student papers posted to the site, which allows me to forewarn them about what I’m looking for.I’ve been convinced, however, that pairing that with a general rubric on the assignment has some merit. I’m giving it a shot this summer. As for a grading contract: students do the math already from the syllabus if they want to know how they’re doing.

katelr - August 3, 2010 at 11:15 am

I would like to adopt a grading contract in my courses, but in order to account for the variations in B-work or A-work, I think I will provide the criteria and state that the student cannot earn that grade WITHOUT fulfilling those criteria. The rest of the grade will be based on the student’s general achievement in writing, but he or she must complete all drafts, provide peer review, be free of grammar and spelling mistakes, etc. Also, I would base it on individual assignments. I have found it’s quite reasonable and effective to assign a certain number of points to each assignment and base the final grade on the points earned in the class.Another way to account for this problem is to be specific about what certain things are worth. They earn grades based on their performance in writing, but points are deducted for missing drafts or spelling errors. My father, who teaches history, deducts two points for each misspelled word. He has found that by the third assignment there are no more misspelled words. The point system could also be worked into a contract.

eclaytor - August 3, 2010 at 4:22 pm

I have used a variation on the grading contract. I have students make a contract with themselves. The students are asked identify one of their writing problems; then, they must discuss what they will do to work on this problem: online writing resources, peer consultation, use of their handbook, consulation with the professor, etc. Immediately before the paper is turned in, they evaluate how successful they think they were in solving the writing problem. Students have problems identifying what they can do to resolve a problem; this is self-regulated learning, and it requires patience and time. I do not grade the contract; I use assignment specific rubrics as well as comments on the paper for grading purposes.

matt_l - August 3, 2010 at 5:35 pm

When I was a grad student I TA’d for a prof who used a grading contract for his History class on Nazi Germany. It worked on a couple of levels. First, he had a traditional midterm and final exam. Second, there was a weekly film component to the class, so the students had to write a film journal. Third, he believed that an A in this class meant not just a superior level of work, but also a superior level of effort. To contract for an A a student had to earn A’s on both exams, write 12 good quality film journal entries and a 20 page research paper that also had to earn an A. If you earned a B on either exam or the paper, too bad, so sad, you earned a B for the class.To contract for the B a student had to earn at least B’s on both exams and write 10 film journal entries. But they did not write the research paper. To contract for a C the student had to earn a C or better on both exams, write eight good qulity journal entries. Students contracted for the grade at the beginning of the term, but then could drop down to a lower grade later in the semester. About hald the students would contract for the A, but most of them would drop down to a B after they either missed a deadline for the research project or only earned a B on the midterm. This system was great for a couple of reasons. First, it simplified the grading. I didn’t have to read the film journals closely, it was just pass/fail. The professor handled the students who were writing the research papers. Grading the exams was simple. Just A, B or C , I didn’t have to make a lot of comments on the exams. Second, the students knew right off the bat that earning an A was going to be a hell of a lot of work. So they guaged their interest in the class and ability to succeed accordingly.Finally, it simplified the ‘waste management’ aspect of teaching. There were 80+ students in the class. I didn’t have to worry about leading discussion sections, grading participation, quizzes, etc. I just kept track of the contracts, if the students made the benchmarks they earned the grade. I don’t even think I needed to do any math! (This was 12 years ago, I forget some details…)I am history prof at a medium sized RII. I don’t use contract grading, because my classes are relatively small. If I had bigger classes, I would definitely use a similar contract grading system.

billiehara - August 3, 2010 at 7:33 pm

@eclaytor @matt_l thanks for these terrific examples. What you give here might be ways we can all attempt contract grading. I might actually try the “contract with themselves” approach this fall.

hbhessler - August 4, 2010 at 10:03 am

Here’s an activity-oriented example:During the past few years I’ve been incorporating a good deal of art-integrated learning into my rhetoric and composition classes and have found grading contracts mostly very helpful. For example, this spring I had my visual rhetoric students compose three-dimensional assemblage artworks as nonverbal “revisions” of their research papers. The projects took several weeks to develop and I wanted the process to be communal and dialogic–in other words, I wanted students to explore a wide range of symbolic options and to value the process as much as (maybe more than) the final product, while making sure the final product would be something intellectually and aesthetically satisfying.In the past I’d used a regular syllabus plus a special rubric (co-developed with the students during class) as a way to handle the art project. While a rubric is helpful for clarifying expectations for the finished product, it doesn’t get at the *process* of making the artwork. And since we’re a rhetoric class, not a studio art class, the evaluation of the artwork can become a source of anxiety for students on various levels. (It can also be a temptation for good rhetoricians to focus on coming up with a dashed off project, beautifully rationalized, rather than a composition that raises authentic questions in their own minds.)The grading contract enabled me to require the development of the artwork as a basic expectation for earning a grade of B or above in the class. And “development” meant not just turning something in but participating in the planning, hands-on creation, peer critiques, and presentations of the artworks. The studio-style approach helped ensure the project would evolve over time, giving us a solid emphasis on process and rhetorical decision-making, and the grading contract made it safe to experiment with unfamiliar materials and methods instead of worrying about the “beauty” of the finished composition.

finleyt - August 4, 2010 at 10:16 am

I’ve used contract grading in all kinds of courses, but not for the entire course. It is most useful in spelling out the steps students will take in completing an inquiry project. Since inquiry is abstract for students, the outline is helpful for individualizing this course requirement. A timeline is an essessential part of the contract.One note: I almost always have students re-draft their contract to be more concrete/specific. tbfeeprof.com

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