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Avoiding Grade Appeals

April 28, 2011, 8:00 am

Grading

No part of teaching carries more potential anxiety than grading. Faculty can often feel trapped in grading “jail” (see also: how to break out), and of course many students take grades quite personally. Some faculty have also reported conflicts with their administration, or with students, about standards that others believed were inappropriate–usually, of course, too high. There are even occasional horror stories about grades being changed without a faculty member’s input, as well, of course, as stories of faculty members who, for one reason or another, refuse to turn in grades. So it is a stressful process.

Most schools have a policy for grade appeals, which allows students who feel that they have received an erroneous course grade some recourse. These policies, which are designed to protect students from capriciousness and to ensure the integrity of the course grade, only compound the stress associated with grading. In my first semester at my current job, a student began the grade appeal process in one of my classes, asserting that there had been so much reading that it had caused an eye disorder (it is true that the student developed one during the semester), preventing successful completion of the course. The chair at the time defused the situation, and everything turned out for the best. The experience still feels like a body blow, however, because a grade appeal necessarily suggests that I’ve failed a student in some incredibly basic way, or, worse, that I’ve been unfair or malicious in my duties. Grade appeals might well be especially stressful for faculty on contingent appointments, who might fear that the existence of such appeals, however frivolous, might cause them to lose their courses.

It’s worth mentioning that the existence of the grade appeal process is collectively bargained at my school. Here’s what the contract says:

The determination of grades is the responsibility of the instructor of the course. . . . A grade shall be changed only with the consent of the instructor of the course and with the approval of the appropriate Chief Academic Officer or Dean, except that, in cases of absence of the instructor or of a palpable injustice, the appropriate method of adjusting grades established by the Senate in each university, in agreement with the President, shall be followed.

This is drawn from a contract article enumerating professional rights and responsibilities, and follows directly after a discussion of academic freedom in the classroom. There are three crucial bits here for grade appeals: 1) no one can change the grade, unless 2) there is a “palpable injustice,” and 3) that determination is made by a panel of faculty. (That’s the upshot of “Senate-established method.”) Palpable injustice seems like a high bar, but it preserves the faculty member’s ability to determine appropriate standards for a course, and makes clear that routine grade-grubbing is not appropriate.

And so it was with great interest, then, that I observed the annual report of my campus’s grade appeals committee to the faculty senate. (Part of being union president is to attend all senate meetings as a guest.) Most of their report, and some of the floor discussion, was given over to some basic strategies for protecting yourself against grade appeals, and so I thought I’d share them here.

  • Have a clear way of determining the course grade–preferably, as the report says, one that “does not require a higher math degree to understand.” This obviously belongs in the syllabus, and especially if there’s anything unusual about the way grades are determined, that should be explained. (For example, I use letter grades on assignments in my classes, which I convert to their GPA equivalents to determine the course grade.) For a related discussion, see Billie’s earlier post on course grading contracts, and the discussion in comments.
  • A corollary is that students should understand their grades on each assignment, and how they connect to the overall course grade. This is especially true when participation or other less tangible factors contribute significantly to the course grade, or if there’s anything else that might influence the grade one way or another. This is actually something we’ve written about a fair amount here. See, for example, Brian’s post on grading participation, or Ryan’s on grading participation rhetorically. I’ve written about rubrics, while Jeff and Julie offered strategies for evaluating student blogs, and Mark shared his excellent rubric. Your absence policy might come into play, too.
  • The committee also noted that it is helpful for chairs to investigate student concerns, and write a report. A panel of faculty from across the school–but not one’s own department–might not recognize a commonly-accepted practice in a particular discipline.
  • The floor discussion of the report included the recommendation that faculty keep clear, well-organized records, either in digital or paper form. While this may seem obvious, it is easy to scrawl grades for impromptu assignments (quizzes, presentations, etc.) on scraps of paper that–well, let’s say are easier to lose than your gradebook probably is. Billie reviewed several grade keeping programs, and of course many faculty use their course management system.

Nothing can definitively prevent the possibility of a student filing an appeal, of course–but these steps might help you prevail without too much hassle.

How about you? What strategies do you have for avoiding grade appeals, or for otherwise communicating effectively about grades?

Photo by Flickr user MinivanNinja / Creative Commons licensed

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  • heathermwhitney

    One of my big realizations at my previous job was that some students don’t really know/understand exactly how a final grade is calculated. You can include the percentages, breakdowns, etc. but some students are honestly unable to do the math (which is another issue entirely). Something I wish I had done was put into the syllabus a sample final grade calculation, including some narrative along the lines of “if your lab average is W and worth X%, and your homework average is Y and worth Z%”, etc. and actually show the math for calculating weighted averages. I’ll never forget one student’s crestfallen face when he came to me, ready to do a formal grade appeal on his D. I had written out by hand all the calculations to show him, and he was completely stunned. He had no clue the whole semester as to how he was doing, even though we formulated mid-term grades and all his grade components were available on Blackboard. I can’t help but think that if he had understood exactly how grades were calculated he might have done better.

  • http://www.facebook.com/profile.php?id=764514991 Ellen Bremen

    One way to reduce grade appeals is to take a step back and look at whether or not our curriculum “aligns.” I have been involved with Quality Matters since 2008. Quality Matters http://www.qualitymatters.org is an organization originating by a FIPSE grant that looks at 40 best practice standards in “aligning” objectives all the way through assessment. So, essentially, are we presenting the content that our objectives say we are and are we ultimately assessing on that content? QM is primarily for excellence in online/hybrid courses–you can have your course reviewed by a peer team, or become a reviewer, yourself–but the principles of the rubric could apply to ANY F2F course. Going through the QM process (our state/college has a subscription, but the principles could be found by doing a Google search, I’m sure), really made me scrutinize how and what I’m assessing. The process caused me to retool all of my online quizzes, create a series of smaller assignments leading up to a major project, and even create a smaller self-scoring sheet that students can use, focusing on just four aspects of a persuasive argument that students habitually struggle with. The best thing about this “retool” is that if my students are suddenly doing poorly on an assessment, I can connect it right back to what I was teaching and the objective, itself. This is the beauty of QM’s “alignment.”

    Aside from my work with QM, I have always believed in transparency in my grading: Showing my rubrics ahead of time, having extensive self-checklists, and lots of samples so students know exactly what is expected. When students complain about a grade, I can always tie back to what I’ve shown them ahead of time. Not as innovative as QM, but I think in 10+ years of full-time teaching, I think I’ve had maybe one grade appeal. Maybe I’ve just been lucky… who knows? :-) Ellen Bremen, M.A. @chattyprof http://chattyprof.blogspot.com

  • http://profiles.google.com/laurakgibbs Laura Gibbs

    I have broken my course up into a series of small assignments, 7-8 assignments per week depending on the class (here’s a typical week: http://www.mythfolklore.net/2003frametales/weeks/week13/index.htm) – where each assignment is a few points. Overall, there are 450 points in the class (plus extra credit), and students stop the course when they reach the grade total they want; for an A, it’s 410 points. This is something clear and easy for students to understand, so while I do have students who fail the class, or get a D or C every semester, they know exactly why: they didn’t do the work. I’ve never had a grade complaint or even a question about a grade in 10 years of teaching. What I really like about this system is that it helps students manage their time better and it allows for flexibility in accommodating special problems like medical emergencies (the make-up work needs to just offer an equal number of possible points). Of those weekly assignments only one grade comes from me: the weekly installment of their final project. Everything else they do using quizzes and rubrics at the course management system. By breaking up the final project into assignments that start in Week 1 of the class, the results are far superior to the cramming that would normally happen when students postpone all the work till the end of the semester. Working steadily on the project, stage by stage, for 15 weeks, they all come up with something good, and many of them come up with something great, often to their own surprise, since they don’t work so efficiently in their other classes.

  • http://profiles.google.com/laurakgibbs Laura Gibbs

    Hmmm, that link didn’t work – let me use TinyURL – here is a typical week of assignments:
    http://tinyurl.com/mlt82t

  • http://profiles.google.com/laurakgibbs Laura Gibbs

    Wow, Ellen, that is so cool – it sounds like you and I are using very very very similar strategies. It’s nice to meet someone who has had success with the same approach! :-)

  • markstoneman

    In addition to consistent communication and comments throughout the semester, at the end of the semester I generate an individualized email on my Mac for each student using Excel and SerialMailer. This email summarizes each student’s grades. Furthermore, it plugs them into a formula so they can see how their individual grades are weighted according to the course requirements on the first page of their syllabus. The reason for this is that some students try to average all the components as if they were weighted equally, even though they are not. Since I started doing this a few years ago, email queries about grades have stopped. Another component: a clear grading policy on the syllabus so they now exactly what the cut-off score for a given course grade is.

  • kevingannon

    All of these are great ideas; thanks for the stimulating discussion.
    One thing I do with my assignments is distribute the rubric with assignment sheet. That way, when students get the assignment, they also see the exact criteria I use when grading and how it breaks down, points-wise. This has taken care of the “what are you looking for, exactly?” questions that I used to get, and I think it also helps students conceptualize their work as they begin the assignment. Also, it aligns with my teaching philosophy, which emphasizes fairness, consistency,transparency, and full disclosure of how I grade.For exams, I post the rubric on our Blackboard site for them to consult. Every assignment or exam I pass back has an individual rubric with point totals and comments for each student. I think that being so intentional about sharing how I grade and the criteria I use has positively affected my classes–students have told me they appreciate my efforts to give them as much information as possible. If nothing else, it alleviates anxiety brought on by fear of the unknown–and alleviation of anxiety produces better work.

  • cwinton

    I use a similar strategy but only in hard copy I hand to each student near the end of the course, since sending grade information by email should only be done with a student’s express permission. I also go one step further, informing each student how their course grade will be affected by the final exam. It’s a simple additional calculation that lets them know how well they need to do on the final to get an A, a B, a C, etc. It obviously is very important that the course syllabus clearly explains how grades are to be determined, something that needs to be referenced with any such feedback.

    In discussing my grading methodology I also emphasize that the grade calculation represents the lowest grade they can expect; for students who are on a grade borderline, I consider whether they have been improving across the term and if so bump them up a notch. I also typically provide “bonus” options on course projects as a means both for encouraging higher quality submissions and for recognizing the extra effort in the final grade. For what it’s worth, for over 30 years I’ve never had a grade appealed, and perhaps should also note my average course grades overall have fallen into the high C, low B range (generally, the higher the level of the course, the better the overall class performance).

  • old nassau’67

    1. Allow rewrites – and rerewrites.Students had the opportunity to rewrite according to my comments, and rerewrite, if they so wished. Essays had to be double-spaced, with large margins, to leave room for suggestions.
    2. For machine-graded tests (xchoice, fill-in-the-blank; grid your answer…), grade on a curve. For every ten students, one raw score down = 100. Example: (up to) 0 – 10 students: top raw score = 100; 11 – 20: second highest raw score = 100……
    3. Grade sheets every quarter-term. 12 week term = every three weeks; 16 = every four…..
    4. Credit for making and keeping appointments during my office hours.

  • darccity

    In addition, if your college has + and – course grading, always announce in your syllabus that this course only awards “whole” grades (A, B, C, D, F). That reduce the number of borderlines from 7 down to only 4, or nearly half the disputes possible. Then grade the final exam on a curve and work out the curve so that nobody winds up with a borderline course grade.

  • http://profiles.google.com/dick.beldin Richard Beldin

    I used a simple strategy. A student was required to demonstrate mastery of each topic. Repetition of exams was mandatory until mastery was shown. Some students needed to repeat exams five times or more. The trick was to have a method of generating equivalent exams on demand. I used questions that demanded answers based on randomly generated data,

  • historymike

    When I converted all my classes to a 1000-point system for the semester, I found an almost complete elimination in the number of students who came to me with questions on grade determination. I also send out occasional emails in the semester with a table showing grades: “if your total points through Week 10 are X, your current grade in the course is Y.”

  • mnovick

    Amen to old nassau. Not only does the option of rewriting reduce the appeal issue, but it is educationally sound practice. Students DO improve with opportunities to implement corrections and suggestions, fulfilling a few implied goals of all of our courses. Rewrites not only advance student performance, but also enhance resultant self-confidence. I love the “I get it!” moments.

  • leah_shopkow

    What a great idea! I’ve been having trouble this semester–not appeals, but students being brought up suddenly–because students didn’t realize that the homework was such a major part of their final grade. I’ll try a “sample” calculation for my syllabus next semester.

  • leah_shopkow

    Rewrites absolutely! I do give a time-frame for rewriting (because I don’t want to get loaded down at the end of the semester): one week after the work is returned. And I also permit re-rewrites. If they’ve got the energy, I’ve got the energy.

  • kathleenchgriffin

    Unfortunately, I spent 4 hours last evening doing grading conferences in which I graded essays WITH the students, pointing out the problems and exactly how to fix them, to make them understand the process isn’t arbitrary. This is very useful for many students, and I try to fit it in twice a semester. One, though, dozed off during the process; she simply wasn’t as interested in her success as I was.

    “Transparency” in grading works very well for involved students. Showing sample essays in textbooks and by e-mail, sample outlines to ensure objectives are clear, coming back to the objectives of each assignment both before the essay and afterwards before the revision, help SOME students. Some doze through everything, expecting the As they received in high school for submitting token work and not burning down the building. Some are math-challenged; no matter that a particular percentage is on the syllabus, they ask if they can “get” an A if they don’t write 2 of 6 required essays, each worth 10% of the semester grade! Yes, they can’t deduct 20% from 100%.

    In 25 years two grades were changed to my knowledge. One adult student actually claimed it was anti-semitic to expect her to write 6 essays in 15 weeks. Another student with a semester grade of C wept steadily that he was, he WAS an A student, but refused as steadfastly to correct his grammar. Reason? I suspect others had given him As and Bs to make him stop crying and crying and crying! Both were essentially lost causes; the students could have EARNED excellent grades, with a little work! There was a 3rd grade appeal when as a TA I was first learning, but the student had failed all 4 quizzes, midterm, final, and not written any of the essays! No change!

  • hypatia

    I reduce grade appeals by making a version of the following statement at the beginning of the course, and then repeating some parts of it when papers and tests are returned to students:

    I do not negotiate grades. There is a reason that I am the professor and you are not: I have thirty-five years of experience in teaching and in grading assignments. I have marked tens of thousands of papers and tests. I have read and evaluated work at levels from pre-university, to undergraduate, to graduate, and I also read and evaluate the work of post-doctoral fellows and other professors. I am able to recognize excellence and inadequacy at all levels. My professional record demonstrates it.

    Grades in this course are not arbitrary, they are not “subjective,” and they are not just a matter of what I happen to “like”. There are genuine and identifiable standards for what constitutes excellence in this field. For the purposes of this course, I will explain to you, and illustrate, what constitutes excellent work, good work, and poor work. You are responsible for meeting the standards of this course. I will give you every possible assistance in meeting these standards. But you are just starting out in this field, and you cannot expect to have the expert knowledge to evaluate your own work better than I am able to evaluate it.

    If you wish to take a course where grades are open to negotiation, please withdraw from this course and find another one.

  • gkllevy

    I avoid grade appeals by setting deadlines for major essay assignments and exams throughout the semester. If students do not hand in these assignments and pass the exams meeting the minimum criteria by the deadlines (students can hand in these assignments one week late with points deducted), they have two grading choices before the withdrawal deadline: W (Withdrawal) or F. After the withdrawal deadline has passed, there is only an F grade. If the major essay assignments and exams are sequential and if the students must be able to complete Essay #3 in order to understand Essay #4, then why prolong the inevitable?

    Using Peter Elbow’s analogy of teacher as coach, once the exit criteria and Student Learning Outcomes are set, I do everything I can to help students understand and reach those criteria, but if they don’t, they drop or are dropped from the course during the semester, hopefully using the extra time to succeed in their other courses. Employers usually fire employees who are absent, do not meet deadlines, hand in sloppy work,etc., usually on the spot rather than letting the situation drag on and on, and if I’m training my students for the workforce, why not use the same rules? If students believe what I say at the beginning of the semester, that I will fail students throughout the semester, there are few misunderstandings and grade appeals at the end of the semester.

    I do not use such a Draconian approach for developmental writing courses, but do so for college-level ones. As I tell my students, this is not high school any more where they could fail 10th grade English and still move to 11th grade English, where there was “extra credit” to make up for assigned work not done, where if students had “really good” excuses for being late or absent semester after semester they could still graduate. They usually don’t believe me; why should they since previous teachers have threatened them with F’s and have changed their minds and given them a way out at the last minute. Where does the buck stop?

  • old nassau’67

    Another comment: I believe this thread shows a paradigm shift in the relationship between faculty and students (one of the many college relationships and definitions [admin/faculty; chair/department member; tenure track/adjunct; etc.] undergoing radical transformations). The teachers are no longer seen as deities (by either themselves or the students); the students, no longer supplicants? mere mortals? flies to wanton boys? Today, much more horizontal, give-and-take, interdependent, fluctuating. Not vertical, rigid, minimal communication. When I attended college in the 60′s, not only did we not see the details of the grading of our junior and senior year departmental exams, our senior thesis, or awarding of honors, we never even thought to ask..

  • 5768

    Since the student knows multiple attempts are allowed/required, doesn’t this strategy serve as a counterproductive disincentive that would keep the student from being accountable to have his/her act together the first attempt at the exam? I can see students using this as a procrastination tool that serves to put them further behind in your class and their other classes rather than moving forward in line with known deadlines. What am I missing here?

  • drlandsnark

    At risk of outing myself as a poor student: my argument against rewrites is the detrimental effect they had on my own work in college 20 years ago. In spite of the best intentions, there was always something more important than a writing assignment until the night before it was due (or sometimes later.) If a prof allowed rewrites, and I had something else to work on that didn’t come with any second chances, I did a crap job on the thing I could redo later. It was an economic decision.

  • mitchkeller

    Sample calculations are really helpful. I tend to use a five-point scale with 5=A+, 4=A, 3=B, 2=C, 1=D, 0=F, and students have a horrible time figuring out their letter grade on a test. They come up with 3.14 and convert that to 62.8% and assume it’s a low D when in fact it’s a low B. I also have taken to putting up a grade estimator spreadsheet for my students, which is a bit sad, since I teach mathematics, so they should be able to do a weighted average by the end of the term. I give them a spreadsheet with everything locked except the places to put in their scores on the various course components. They can then play the “If I get a score of ___ on the final, I’ll get a ___ in the course” and “If I want a grade of ___ in the course, I need a ___ on the final exam.” It definitely has cut down on the “How am I doing in the course?” questions late in the term.

  • mitchkeller

    Maybe I just tend to teach larger courses, but I couldn’t imagine handing out all those grade reports to students. My course policies make it clear that they need to retain graded materials to support appeals and all grades are available in the LMS. Thus, I just give them a spreadsheet to put their grades into and it tells them what their grade is. They can then put in the grade they think they’ll get on the final to see what their final grade would be.

  • mitchkeller

    In addition to handing out the rubric with the assignment, I find it’s important to reference it when giving feedback on a draft. Too often, students ignore the rubric while working on an assignment (if they’re not familiar with being graded against a rubric), so it’s a nice opportunity to remind them that all the criteria that will be applied are clearly spelled out for them.

  • mitchkeller

    I had the fortune (misfortune?) to sit on the university grade appeals board for much of my undergraduate career, and the experience of reviewing appeals and hearing those granted hearings (we had the authority to reject appeals based on written evidence alone) has influenced my course policies and instructions to students.

    My course policies instruct students to retain all graded materials until their final grades are posted. With the increasing use of LMS gradebooks, this might be less important, but since some students fail to check periodically, it’s still helpful. Students need to realize that a claim of an inaccurately-recorded grade is going to go nowhere without evidence. One appeal I heard involved a claim of selective regrading by a faculty member to lower scores given by the TA, but only on one student’s work. The student, however, did not have any of her papers any more, which did not help her case very much. (It was bolstered by corroboration of a classmate, but he also did not have any of the papers any more.)

    The other thing that has been brought up here that I’ll reiterate is to make sure students know how their grades are computed. Appeals are far more likely if they find the grade determination mystical.

    Faculty should also know that the case law regarding grade appeals is largely on their side. (University counsel ensured that we always had been briefed on the relevant case law.) Basically, someone other than the faculty member in charge of the course should only change a grade if there was an error in calculation (generally will be changed by the faculty member unless he/she is no longer available) or something along the lines of the “palpable injustice” Jason’s post mentions. I’ll also suggest being fully cooperative with the relevant institutional committee if you do ever have a grade appealed. Faculty who wanted to get combative with the board tended to be treated with suspicion by even their faculty colleagues on the board. Those who were forthcoming with all the relevant information tended to get the benefit of the doubt quite easily.

  • 609zr

    Kudos! You are the last of a dying breed. Someone with self confidence. Someone who follows the rules and does not cave in to pressure.

    A Korean university has a written rule that no course instructor may issue more than 70% “A’s” and “B’s.” According to the bell curve, no more than 30% of the population may receive “A’s” and “B’s.” In spite of the generous ruling, grade appeals still arrive in abundance and almost never refer to an error or an injustice. The request is usually for a deliberate lie from the professor so that the student may maintain a particular privilege or rank. That request is often granted by the local faculty for fear of termination.

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