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Failed Hypotheses in Academe and Beyond

March 25, 2011, 5:49 pm

The New York Times and The Chronicle today both picked up the report in Science about the discovery of an archaeological site northwest of Austin that dates between 13,200 and 15,000 years ago. It appears significantly older than the paleo-Indian culture called Clovis that was once thought by archaeologists to represent the first human occupation on North America. The Clovis culture, known for its distinctively fluted projectile points, offered a relatively simple narrative of big-game hunters arriving from Siberia and moving quickly across the continent to exploit the rich opportunities, especially the abundance of mammoths.

The Clovis projectile points were first scientifically excavated (near Clovis, New Mexico) in the 1930s and were recognized as especially ancient artifacts. For a long time, nothing else turned up as unambiguously older, and New World archaeologists gradually settled on the “Clovis-first” hypothesis as the best fir with the data. There were, however, dissenters within the discipline—and herein lies the part of the story that I think bears on broader issues in academe.

“Clovis-first” began as a well-framed scientific hypothesis. It fit the available facts and it was open to revision if new facts contradicting it came to light. But it is seemingly hard for people, even empirical scientists, to live with provisionality, and it time “Clovis-first” hardened into a dogma. That became clear as more and more evidence accumulated of pre-Clovis artifacts and sites. Each time some excavation turned up artifacts and other evidence of pre-Clovis Americans, the guardians of the Clovis-first orthodoxy would announce that they saw flaws in the methodology, sloppiness in the analysis, and if all else failed they would invoke the principle that “extraordinary claims require extraordinary proof,” as though there were something inherently extraordinary about human beings arriving in the New World before the Clovis culture took off.

The accumulation of pre-Clovis evidence gradually wore down the old Clovis-first consensus among New World pre-historians. Probably the decisive event was the 1975 discovery of the Monte Verde site in Chile, which eventually yielded a child’s footprint in a strata dated between 13,800 to 14,800 years ago. Monte Verde pushed a lot of archaeologists still lingering in support of Clovis-first into re-thinking their positions. And the recognition of the validity of the Monte Verde site brought new attention to other sites that had been put forward as pre-Clovis.  Nonetheless, some Clovis-firsters stuck to the old doctrine.

The new Buttermilk Creek, Tex., findings ought in principle put an end to the debate. The artifacts come from an undisturbed layer of sediments beneath a layer of Clovis artifacts, and have yielded on multiple samples (49 of them)  a consistent set of dates older than Clovis. Nonetheless, some stalwarts of Clovis-first aren’t giving up. The Times quotes James M. Adovasio, a professor of archaeology at Mercyhurst College, noting that Clovis-first has been “dying a slow death.” Of the archaeologists who still support it, Adovasio observes, “The last spear carriers will die without changing their minds.”

“Spear carriers” is a nice touch.

The phenomenon of established scientists becoming over-committed to a favored theory has been noted many times before—sometimes as a knock against the idea that science is self-correcting. Thomas Kuhn’s endlessly quoted account in The Structure of Scientific Revolutions (1962) of how “paradigms” are challenged and replaced might be invoked here, except that it would be a stretch to call the Clovis-first hypothesis a paradigm. It was never really anything more than an empirical generalization, and it required no radical new methods or concepts to overthrow it—only new data.

But with what cunning obstinacy we academics can resist facts when they fail to suit us!

The Clovis-first dead-enders are only a particular case of a common ailment in American higher education. I refer to our collective efforts to conserve against all odds hypotheses about academe that have long since met the equivalent of their Monte Verde moments:

  • The overwhelming preponderance of liberals in higher education continues because, in fair-minded open competitions for academic positions, liberals just happen to win out.
  • The undergraduate degree is the best investment the average student can make after high school.
  • The federal government’s creation of Title IV student loans and other forms of support has made college more affordable.
  • Programs of study based on group grievance and political advocacy have enriched the college curriculum.
  • Making “diversity” a supervening value of higher education has opened access and fostered opportunity for those who would otherwise be excluded.

Every one of these items has accumulated its own body not just of dissenting opinion but of substantial countervailing evidence: the child’s footprints in the ashes; the artifacts buried in the clay where the theory says they cannot be.

Why are these doctrines so impervious to criticism? In truth, I don’t think they really are. As with the Clovis-first hypothesis, the doubters are slowly making their way, less by trying to convince those who have a professional stake in the status quo and more by going over their heads to the broader community of educated and intelligent people, who having nothing invested in the doctrine per se. Still, it would be better for academe if it devoted less time and energy to propping up failed hypotheses and more to putting things on a better track.

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  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    Good post. Thank you.

    “Why are these doctrines so impervious to criticism?”

    IMO, they are so resilient because they are grounded in a long-standing cultural tradition but factually are deeply wrong. If they were just slightly off, say, by 2000 years, they would’ve been much more flexible. When I audited at ALL the evidence (from cultural to biological) pertaining to the origin of American Indians, I came to the conclusion that it’s likely that it’s the Old World that was peopled my modern humans from the New World, not the other way around. I developed this argument in “The Genius of Kinship” (2007) and I do have two doctorates to back it up.

    “Still, it would be better for academe if it devoted less time and energy to propping up failed hypotheses and more to putting things on a better track.”

    Correspondingly, the recent work on Neanderthal and Denisovan DNA, as well as the Zhirendong fossil in China, falsified the out of Africa model of human dispersals. Unfortunately, we haven’t seen a forthright desire on the part of academics to overhaul their approaches, but rather some hasty attempts to sweep these inconvenient truths under the carpet, to leave these new “spills of reality” unattended and to continue “business as usual.”

  • chuckkle

    I don’t understand how having “two doctorates to back it up” counts for anything in scientific or critical thinking. Does someone with three doctorates trump your two?

    Chuck Kleinhans

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    Maybe in your case, Chuck, “critical or scientific thinking” came down upon you while you were watching Discovery Channel. That’s okay. You don’t need to be defensive about it. Throughout my career, however, I did notice how overspecialization in on area and lack of education in others leads to the production of such overhyped “theories” as Clovis I or Recent Out of africa. I bring a more well rounded expertise. If you have three doctorates in the fields relevant to the problems of human origins and the peopling of the Americas, I’d be delighted to hear what you have to say. But i’m afraid you don’t…. you are just picking up a fight…

  • chuckkle

    “I bring a more well rounded expertise.” Really? Some might say “bloated” rather than “well rounded.”

    The clarity of an argument is more convincing than the number of academic degrees held in my intellectual neighborhood. But, I’m sure your mother is proud of you.

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    Chuck, whoever you are, you sound pretty weird. You advocate clarity but you don’t seem to care about the content of an argument. Another weird aspect of your comments is that you create false dichotomies. Finally, you should be reading my book by now instead of bickering with me.That’s just the normal thing to do in any intellectual neighborhood but, apparently, yours.

  • eberg

    I’m afraid the good Dr./Dr. Dziebel was snookered by Wood’s feeble straw-man metaphor of “evidence” emerging within the academy that a few of his favorite anecdotes might be correct. At least someone takes this twaddle seriously.

  • chgoodrich

    Ah, academic discourse — funny how it so often devolves into personal attacks and one-upmanship. Was there a high road, once, where academics focused on building better ideas, rather than tearing down the “competition”?

  • http://whytheology.wordpress.com/ Trey Medley

    Oh but it’s so much more fun to say “I’m smarter than you”
    “No your not I’ve got a PhD”
    “Well I have two, na na na na; I win”

  • lee77

    As to why these (and other) doctrines are so imprevious to criticism – research in 2006ish showed that for the majority of people, beliefs do not change when confronted with corrected data, and the more strongly held the belief, the less likely it will change based on new data.

  • quidditas

    “Unfortunately, we haven’t seen a forthright desire on the part of academics to overhaul their approaches”

    Well, if you and yours are only in the early stages of producing new evidence, then maybe you would get much further if you insisted on the submission of new evidence instead of the *instant* transformation you seem to be advocating, which seems unlikely to happen. Delusions of academic grandeur could probably find a place on Wood’s list too.

    If philosophical skepticism is a desirable quality for a researcher to have, that certainly extends to include not entirely swallowing your own bull****.

  • quidditas

    You also seem to have a deprecatory personality problem and are now stalking Chuck like prey all out of proportion to his comment on your hyping your two degrees as if they were evidence supporting your new theory. You do this much on the professional circuit too?

    In terms of the broader academic community and the public paying any attention to your work, you’d do better to learn the highly useful skill of summarization–as Chuck suggests–because buying and reading yer little book ain’t ever gonna happen.

    I find it incomprehensible that you have (gasp!) two degrees and yet you fail to understand this.

  • half_volley

    I don’t believe that and no amount of data can convince me otherwise. :)

  • http://whytheology.wordpress.com/ Trey Medley

    Wasn’t this the position that W.V.O. Quine suggested in his paper “Two Dogmas of Empericism” that built upon Kuhn’s work and effectively destroyed logical positivism? It’s nice to see some empirical data backing up this section of argument that led to the decline of “dogmatic empericism” that somehow still exists outside philosophy depts.

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    ‘You also seem to have a deprecatory personality problem and are now stalking Chuck like prey all out of proportion to his comment on your hyping your two degrees as if they were evidence supporting your new theory.’

    chuck has it, not me. Nobody prompted him to initiate a personal attack. I didn’t present my two doctorates as proof of a theory but as a summary of my background that led to a new theory that explains facts better than the overhyped “science-branded” theories such as clovis 1 and out of africa.

    “In terms of the broader academic community and the public paying any attention to your work, you’d do better to learn the highly useful skill of summarization–as Chuck suggests–because buying and reading yer little book ain’t ever gonna happen.”

    the academic community should be capable of absorbing book-length arguments and not soundbites. I’m not going to chew it up for you or chuck in a comments section to a blog. Go to the library and make your own summaries.

    “Oh but it’s so much more fun to say “I’m smarter than you”
    “No your not I’ve got a PhD”
    “Well I have two, na na na na; I win”

    No, that’s not what’s going on here. “oh you say you have 2 Phds but that’s not an asset it’s a liability because academia is a place where anti-intellectualism thrives. you shouldn’t work hard to build broad expertise and deep understanding, all you have to do is to produce soundbites and “clarity” for all of us.

  • 11245928

    Hey—– Does anybody remember what the original article was about?

  • reading6

    Exactly, the American personality dragging its wing again. This is the Old World, Europe is the new. Latest archeological research points to sites near Pittsburgh and in Virginia being much older. It looks like S. America may have been peopled before N. America, which really does throw the “land bridge” theory into question. However, two waves is logical and may be explained by the different movements of people and language families. The author’s point was to not be stuck in old ideas. The young turks want to go forward and the old guard wants to hold the fort. Sounds like politics,
    doesn’t it?

  • uiipbir

    Peter Wood doesn’t give a fig about the “first-people” debate. He’s simply trying to justify his own adherence to conservative dogma regarding liberals in academe, abhorrence of federal aid and diversity programs. “Why are these doctrines so impervious to criticism” he asks? Because, like evolution, anyone who actually works in the field recognizes that the critics are the ones who have closed minds and are blind to actual evidence.

  • peterwwood

    Dear uiipbir: If I didn’t care about this archaeological debate, I wouldn’t write about it. It happens to be within my scholarly field and the reports on it in the mass media show the broader interest in the topic.

    I also took the occasion to point out other kinds of defensive close-mindedness in the academy. I appreciate your willingness to illustrate how this works.

    Peter Wood

  • chuckkle

    Since one of the small indignities of US academic life is professors having to serve as their own publicists, I wasn’t surprised by German Dziebel’s initial response to Wood’s blog post, which struck me as something like, “Hey everybody! Look at me! Look what I can do!” But I did find it laughable that he argued for his position on the basis of having two doctorates. Call it distinction, or call it a kind of snobbism on my part, but in my years as a student in Research One universities no one ever pointed at their PhD certification. It was generally assumed that if you were teaching there it was because you were smart, qualified, and accomplished, and in point of fact some very distinguished faculty didn’t have PhDs, but MFAs or MAs, and had proven themselves with their teaching, research, creative work, and writing. When anyone used “Dr.” or put “PhD” after their name it was seen as a sign of insecurity about their abilities.

    On Clovis or Pre-Clovis, I have no expertise, and no dog in the fight. I will be glad to read about it in National Geographic in the waiting room during some future doctor’s appointment (yes, the only doctoral degrees I gladly acknowledge are those of MDs). Hope there’s lots of nice pictures.

    But I do imagine that the matter will be presented on PBS in the next few years, unless the Right has its way and defunds public broadcasting. And presented with advocates from both sides and a mature presentation of the debate, such as it is. For all I know, German Dziebel may be interviewed for that program, and maybe they’ll even mention that he has TWO PhDs to grant him special authority. It seems unlikely that Fox News will cover the story or use German Dziebel as an authority since Dziebel uses the phrase “inconvenient truth” and we all know which socialist politician brought that into public discourse. Though, to be fair to Fox, I can imagine Glenn Beck lecturing us on how Pre-Clovis was indicated in The Book of Mormon, and the whole Clovis thing was a consnpiracy funded by George Soros. The part about the New World being first certainly adds spice to Beck’s version of history and sheds new light on the Muslim Caliphate.

    I do know though, that Peter Wood will not see any of these shows, since he previously announced on his blog that he doesn’t have a TV. [I take this as meaning he prefers not to have a TV set, not that it is broken, or that he didn’t pay his cable bill, or that his wife/domestic partner/roommate/etc. left with it.] Some academic proudly announcing they don’t watch TV has always struck me as something like saying you won’t read anything produced on a moveable type press and on that new fangled wood based paper instead of good old handwriting on parchment.

    Chuck Kleinhans

  • nordicexpat

    The reason why hypotheses you don’t like are so impervious to criticism (a loaded characterization, if ever there were one) is because data don’t come stamped with “evidence for theory X” or “evidence against theory Y” or even “data that is central to the research question” or “data that is ultimately a red-herring.” It is easy from the position of a settled (or almost settled) controversy to show how one side “ignored” crucial evidence, but one could just as easily cite examples where data that seemed at the time as compelling evidence against a particular theory turned out to be irrelevant. (You could say that Galileo more or less said that if the data go against the theory, then the data are wrong). People invoke Popper’s concept of falsification as if a hypothesis would be proven wrong as soon as someone found evidence that seems to refute that hypothesis. If that were indeed the case, no serious research would ever get off the ground. In these kind of debates, what people (mostly) argue about is whether data in question are relevant or not. Anyone involved in actual research (as opposed to ideological arguments), knows that getting rid of the irrelevant data and discovering just those that matter is a far from easy task. So, while, yes, the contemporary liberal positions you cite may be analogous to “Clovis first dead enders,” the conservative arguments against them may turn out to be analogous to the critiques of Galileo or Darwin. You simply have no way of knowing at this point in the debate which analogy is the proper one. (I also have a problem with your equating claims of fact with claims of value, but that is a different issue).

    That is why I find the statement “the doubters are slowly making their way, less by trying to convince those who have a professional stake in the status quo and more by going over their heads to the broader community of educated and intelligent people” so troublesome. I imagine it must be frustrating to see your position marginalized within academia. And, who knows, maybe there are examples from history where “doubters” took a similar path in order to advance the cause of science. However, similar statements have been said by demagogues throughout history (on the left as well as on the right). I’m sure you have absolute faith in your convictions: the problem is the same could be said about Mao Zedong.

    Is it really so hard to see that most of these types of arguments are caused by paradoxes of evidence, in which there appears to be ample evidence to support contradictory views on a particular issue? Or that some issues involve claims of value where certain types of empirical evidence are either lacking or irrelavant?

  • quidditas

    “Go to the library and make your own summaries.”

    That’s nice and you can insist on that all you want, but the fact remains that no one in the academic community is responsible for getting the word about your work out but you. You’re the one who whined that all science hasn’t bowed down to your supremacy yet.

    I don’t care about your fate. Worse, you can’t even manage to make anyone curious.

  • http://pulse.yahoo.com/_7MHPIFOJRACNS3RBRTZOKTBUMU DavidT

    It may also be worth pointing out that Dr. Dr. Dziebel is listed as a vice-president at an advertising agency in Boston. Chuck mentions U.S. profs that have to serve as their own publicists, but Dr. Dr. Dziebel is a professional publicist it seems….

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    “Call it distinction, or call it a kind of snobbism on my part, but in my years as a student in Research One universities no one ever pointed at their PhD certification. It was generally assumed that if you were teaching there it was because you were smart, qualified, and accomplished, and in point of fact some very distinguished faculty didn’t have PhDs, but MFAs or MAs, and had proven themselves with their teaching, research, creative work, and writing. When anyone used “Dr.” or put “PhD” after their name it was seen as a sign of insecurity about their abilities.”

    This is the most bizarre thing I’ve ever heard. A Ph.D. is a minimum requirement for any university position. At least presently. Chuck, I’ve encountered your peculiar “reverse snobbism” in the world of marketing and advertising – where a college degree is plenty enough to start building out a successful career – but not in academia.

    “(yes, the only doctoral degrees I gladly acknowledge are those of MDs).”

    Why not take a dump on them, too? And then go to a Minute Clinic that “proved itself.”

    “Peter Wood doesn’t give a fig about the “first-people” debate. He’s simply trying to justify his own adherence to conservative dogma regarding liberals in academe, abhorrence of federal aid and diversity programs.”

    Yes, I realize that I may be in a wrong debate room. I do care about the “first people” debate but I don’t care if academia is overrun by liberals. I did notice, however, that academic scientists tend to approach problems from a wrong end.

    ‘It may also be worth pointing out that Dr. Dr. Dziebel is listed as a vice-president at an advertising agency in Boston. Chuck mentions U.S. profs that have to serve as their own publicists, but Dr. Dr. Dziebel is a professional publicist it seems..”

    Yes, after obtaining my second doctorate from Stanford, I worked at the Hoover Institution and then switched to marketing and advertising. I don’t like “tenure-track” narrow-mindedness, overspecialization and single-hemispheric academic freedom. The world is big. BTW, what’s up with that “Dr. Dr.” thing? Call me German. We’re on the Net.

  • http://pulse.yahoo.com/_7MHPIFOJRACNS3RBRTZOKTBUMU DavidT

    “what’s up with that “Dr. Dr.” thing? Call me German. We’re on the Net. ”

    Ah, that was that pesky two doctorates thing you injected into the discussion; I’ll refer to you as Dr. Dr. Dziebel, however I may address you.

  • kathden

    I’m a little late to the game, but I don’t think uiipbir is wrong, peterwwood. In my experience your postings on various topics often serve as the pretext for another message you’re more interested in conveying.

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    “pesky two doctorates thing you injected into the discussion”

    I didn’t “inject” anything into the discussion. When I posted my comment on Wood’s piece there was no discussion. Hence, the two doctorates are mine, but the peskiness is in your mind’s eye.

  • http://pulse.yahoo.com/_7MHPIFOJRACNS3RBRTZOKTBUMU DavidT

    You wrote the first comment on Wood’s post. At that point it became a discussion. At one point in your comment you wrote: “I developed this argument in “The Genius of Kinship” (2007) and I do have two doctorates to back it up.” That is an injection into your discussion.

    If you want to quibble with my use of English, fine.

    Because the point remains: Americans find comments such as “… and I have two doctorates to back it up” to be pretentious, and if I parody your pretension (with a bemused though oblique reference to a 1989 TV show) I think most Americans would agree that you fully deserve it.

  • chuckkle

    perhaps this will explain it to German

    http://www.youtube.com/watch?v=SRtt7QYvgWE

    “Doctor, doctor, give me the news
    I’ve got a bad case of lovin’ you
    No pill’s gonna cure my ill
    I’ve got a bad case of lovin’ you”

    Robert Palmer, c. 1979

  • http://pulse.yahoo.com/_7MHPIFOJRACNS3RBRTZOKTBUMU DavidT

    Chuck:

    Excellent! Unfortunately it may be tough to find clips of the 1989 TV series

    http://www.imdb.com/title/tt0096566/

    but the reviews quoted on the IMDB site are spot on…

    David

  • http://www.facebook.com/people/German-Dziebel/535243148 German Dziebel

    “Americans find comments such as “… and I have two doctorates to back it up” to be pretentious”

    Wow, another rhetorical gem… There’s nothing pretentious about it. If a new theory challenges a long-standing consensus cutting across several disciplines, two doctorates signifies an appropriate level of seriousness and ability to defend it on the part of the author. Your statement is one of those cases when people put on their ethnic hat to avoid responsibility for misreading, misjudging and misunderstanding other people. This, BTW, connects nicely to Peter Wood’s critique of the common practice of pulling the diversity card in higher education: I’m different from you, you offended my feelings as manifested in this and that youtube clip, please respect my difference, don’t talk about your double doctorate…. The irony is that it’s a plain American who’s now making a diversity scene in front of a Russian-American. BTW, will saying “Russian-American” be considered pretentious in this intellectual hood?

  • hypatia

    I would not want to hire someone for a writing position who thinks that “never mind” is all one word, and who misuses “as such”:  It does not mean “therefore” or “hence”.  Worse still, the letter provides the reader with no concrete evidence for supposing the writer has “walked the walk” or “talked the talk”.  Moreover, the injunction, before the letter, to “enjoy” suggests that the writer has an inflated view of the value of his own writing. Assuming that this article manifests his abilities and experience, the writer has provided every reason for me not to hire him.

  • kay99

    Comment @Portia, Abel and Hypatia — I do not teach but I have worked in higher ed since 1977. It always amazes me how negatively critical faculty are. I’ve often wondered how much better the institution would be if faculty didn’t tear each other to bits. But perhaps this is the way higher ed “polices” itself. Or perhaps it helps one grow a thick skin and an inflated view of self.

  • cmcclain

    If hundreds of applicants apply for the same position then such nitpicks will determine which applications can be dumped early on in the search. The OP would do well to heed the advice of  the “negatively critical” faculty who realize that applications are first sorted by the small but glaring errors. A hiring committee member might even reach the conclusion that grammatical mistakes and lack of relevance to the institution reflect the writer’s work ethic and intended commitment to the position, if hired.

  • ctaylor32

    portiacoelhi, your second to last statement is precisely why his letter is good. All the things that you outline prior to that statement can be done when he comes to campus. You proved his letter to be as effective as he felt it was.

  • 22086364

    Holy cow.  Amazing work.

  • jeangoodwin

    Well, we’re going to have to retire the old joke.

    Groups of engineering majors, physics majors, and math majors see a guy under a burning car.  The engineering majors rush to the car and start to push it over.  The physics majors grab their iPads, calculate the exact force vector needed, and tell the engineers what to do.  The math majors pull out their notebooks and pencils, sketch a few calculations, declare that the problem is, in principle, solvable, and go back to class.

  • mbelvadi

    Agree. I wish I had a similar magic wand to make the obsession that faculty have with publishing in expensive for-profit journals with “high impact” factors go away and get them to only submit their manuscripts to open access journals. But it’s the same problem – those who are being judged have to play to the benchmarks established by those who do the judging.  If you don’t like the SAT obsession, reform the admissions departments; don’t blame the high school counselors and students.

  • mjflood14

    Looks to me like a group of workers in hardhats were key in getting that car off the ground and rescuing the victim underneath. Heroes all! 

  • dleeoda

    Hurray for Math students and the others who disregarded their own safety to save a man’s life!

  • dailyreader

    I was fascinated by the flow of events.  First there’s a few lifters and then more join in, with the apparent intention of turning the car on its side.  Then somebody notices the victim’s ankle, and drags him out of harm’s way.  And then everyone just runs off!  Where did everybody go?  Back to class.  Some police and fire people start putting out the fire, and he’s still lying there unconscious. After such heroic efforts I would have thought that somebody would have checked to see if he’s breathing.