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On the Nature of Change in Higher Ed (Part III): Assessing the Costs

November 19, 2011, 12:09 pm

Students at UC-Berkeley marching on behalf of public education last week. Photo credit: Judith C. Brown.

We return to guest blogger, historian and former Zenith provost Judith C. Brown.  Her full biography and Part I of this series, which asks us to think about what modern higher education is, and can be viewed here. Part II, where she addressed the larger economic context for higher education, can be viewed here.  In this concluding post, she responds to the question: “What is to be done?”

Many who are impatient with the slow pace of change in higher education see the key to success in Clayton Christensen and Henry Eyring’s, The Innovative University: Changing the DNA of Higher Education from the Inside Out (2011). The authors’ main argument is that traditional colleges and universities have imitated the Harvard model so that even those that began with more limited aims have seen mission creep. The resulting complexities are unsustainably costly for most and don’t serve the needs of the variety of students seeking degrees, particularly now that disruptive online technologies, used largely by for-profit institutions, are giving traditional institutions a run for their money.

This argument is right to emphasize the need for a greater range of models to meet the educational and financial needs of different types of students, from 18-22 year olds wishing to attend liberal arts campuses to older working adults looking for online credential programs they can pursue part-time. It is also right on the need for traditional institutions to focus more sharply on the central aspects of their educational missions.

Yet the reason for mission creep has little to do with trying to imitate Harvard. Most colleges and universities are quite aware, and in many cases quite proud, of their differences. They do not have a star system, they have higher teaching loads, a greater focus on high quality teaching, and a reward system that recognizes teaching and institutional service as well as research.  They have either no graduate programs or smaller ones, located in select departments where they fulfill market demands or enhance the undergraduate research experience. Moreover, even among those elite institutions that place great emphasis on research, there is recognition of the qualitative difference that faculty who engage in research can make to undergraduate education. In my experience as a dean and a provost I was struck by the extent to which the best researchers in the faculty were also among the best and most devoted teachers. They offered students an exciting ride in the voyage of discovery and critical thinking.

Costly mission creep at traditional institutions has grown partly because of new educational demands, among them, to provide remedial support programs for the growing proportion of high school graduates who enroll lacking the educational background to succeed in college. Two-year institutions have been especially affected by this. At four-year institutions, non-educational factors have been equally or even more important. To meet the expectations of prospective students and their families, many traditional institutions have engaged in an arms race to provide costly on-campus facilities that sometimes resemble four-star hotels. This arms-race extends to costly athletic programs whose net revenues are almost always decidedly in the red (see Orszag and Israel, “The Empirical Effects of Collegiate Athletics” 2009), yet are championed by alumni, including those in state legislatures, who don’t see the contradiction in calling for cost containment while demanding winning teams at all costs. Last, but not least among the few factors mentioned here, are a host of other costs related to the liability of institutions. These range from providing more behavioral and physical health services in fulfillment of the in loco parentis expectations of families to settling legal disputes in an increasingly litigious society.

To contain the costs to society of higher education, whether traditional or digital, society as a whole will have to address more effectively the widely-known failures of K-12 education. To point out the obvious: it’s cheaper to address learning gaps during the first 3-5 years of a child’s education than to use scarce resources for remedial programs at community colleges, 4-year traditional colleges, or at for-profit institutions. In addition, traditional colleges and universities, and the public they serve, will have to decide which non-educational aspects of their activities they can do without and, as The Innovative University points out, which educational programs should be transformed, scaled back, or eliminated.

This last point raises the issue of what positive contributions the digital revolution can make to the quality and cost of higher education. Christensen and Eyring, I believe, are too optimistic and simplistic about the costs associated with the digital revolution. I say this though I’m a great fan of technology and have used it for pedagogical purposes, not just for course management. High quality online learning is more time-consuming and expensive to produce than most people think, though once created, course content is relatively cheaper to maintain, revise, and distribute within and across institutions. Moreover, judging from those enrolled at online for-profit institutions, many who are most likely to gravitate to the exclusively online world as a panacea are also least prepared educationally to benefit from it. Given current technologies, online learning may be best only for certain types of courses, learning styles, and students, though measuring the outcomes or the reasons for them is not easy [See the recent U.S. Department of Education’s metanalaysisof online learning studies.]. The key to the success of incorporating digital approaches is to know when and how to use them for pedagogical purposes rather than simply to lower costs.

Christensen and Eyring are right to note that every college and university will have to face the issue of change more urgently than before because of the new options available to students and the outside pressures to use them. Some colleges and universities will change and will help lead the way to new models; others will follow the road of those institutions that have already shut their doors in the last two decades; and yet others will survive as creaky institutions that will not attract, as they have in the past, the money, the public respect, or the quality of students they would like. In this process I believe that small liberal arts institutions, which have been the most removed from the pressures I’ve outlined, are the least prepared to make the necessary changes in a higher education landscape that, whether we like it or not, will transform all institutions, even those most seemingly insulated. The reason is that in this setting internal constituencies have had the most input creating the status quo, so the wish to preserve what they’ve created and to refrain from disrupting the internal social harmony of the institution is the strongest.

Essential for institutional success will be for administrators and faculty to develop models for change that will provide different types of high quality education at a lower cost per degree to students from diverse socioeconomic backgrounds. This does not mean that education should be free, but that it should be made affordable via financial aid to those who need it. Neither does it mean that we should exploit the faculty by paying $2,300 per course, as often happens for adjuncts at traditional institutions and for instructors at online for-profit institutions – a situation that can be remedied by reducing the overproduction of Ph.D.s in certain fields. It does mean that in addition to focusing on what each institution does best within its central educational mission, we should reduce administrative inefficiency and not waste reducational resources. This is important in and of itself, but is all the more pressing in an era when we will have to make do with less because legislators, reflecting certain segments of the public, believe they should reduce the overall funding for higher education.

One of the virtues of American higher education is the variety of models in it. For this reason, there shouldn’t be a one-model-fits-all for colleges and universities to follow in bringing about change. Yet their paths should have in common a collaborative embrace of change among their internal constituencies rather than fear of it. Change should be pursued, not for its own sake, but because the current models, despite the many strengths that led until recently to their world-wide imitation, are too rigid, inflexible, and costly to meet the needs of large segments of society and the willingness of the public to fund them. Many of us in academe know this. The public knows this. It is time for those of us who are inside higher education to take charge of the process while it’s still possible for us to do so.

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  • Guest

    Judith,

    This column feels a bit squirrelly. Harvardthink is a serious problem and I’ve witnessed it in full force for the last 12 years as an academic. I am unclear as to why you are trying to convince Chronicle readers that there hasn’t been an expensive and ill-fated push for schools to imitate the publish-or-perish, hypercapitalized, designer-brand Harvard model. You’ve got great points but there are some pitchforks coming for “Zenith” as there probably should be. I agree wholeheartedly nevertheless with your closing sentences:

    “Change should be pursued, not for its own sake, but because the current models, despite the many strengths that led until recently to their world-wide imitation, are too rigid, inflexible, and costly to meet the needs of large segments of society and the willingness of the public to fund them. Many of us in academe know this. The public knows this. It is time for those of us who are inside higher education to take charge of the process while it’s still possible for us to do so.”

    That’s beautiful. Thanks for a great column.

    • judithcbrown

      Thanks so much for your comments, which are very thoughtful. I agree with you that many institutions, including my own, require good quality publications for tenure and promotion (with that elusive term, “good quality,” evaluated by the institution’s tenured faculty whose recommendations regarding promotion and tenure are based on reading dossiers that include the opinions of outside experts in the field). But the expectations regarding a faculty member’s scholarship are not nearly as strenuous as they are at Harvard, and teaching is given much greater weight, both because it’s considered more important and because most faculty do so much more of it. Even at the research universities that I’ve been at, some faculty members did not receive tenure because those involved in the evaluation process concluded that the quality of their teaching did not meet the institution’s expectations.

      Observing the list of comments below, it seems to me that historiann’s experience teaching large numbers of students and spending a great portion of her time on responsibilities associated with them is more the norm than not.

  • melikhovo

    I was confused by this statement: “Neither does it mean that we should exploit the faculty by paying $2,300 per course, as often happens for adjuncts at traditional institutions and for instructors at online for-profit institutions – a situation that can be remedied by reducing the overproduction of Ph.D.s in certain fields.” The beginning and end of that sentence don’t connect.

    We don’t even need to get into the  controversial assumption about an ”overproduction” of Ph.D.s. Cancel every Ph.D. program in the country and you won’t change the situation of adjuncts much. 

    The fact is, adjuncts serve a need. They are an ever more popular way for schools to keep teaching lots of students without spending adequate money on that teaching. Schools can continue to build 4-star dormitories and giant ice rinks because they don’t pay fair wages to a large percentage of the people teaching the students.

    The problem is, schools don’t have the will or, under current budgeting systems, the resources to adequately fund the need that adjuncts fill. Thus, we all accept and propagate the Wal-Mart logic of the academic workplace.

    Brushing off the major problem of exploitation of contingent faculty as something that can be “remedied by reducing the overproduction of Ph.D.s in certain fields” is nonsense. It’s also really insulting.

    The problem will be remedied when schools are compelled to pay a living wage to the people teaching their students, and when the principle of equal pay for equal work is not just a pleasant ideal, but a basic necessity.

    • judithcbrown

      Paying a living wage to adjuncts, or for that matter, to all people is a worthy cause to pursue, but it’s highly unlikely in our society that schools will be “compelled” to do this, at least in the foreseeable future. In the meantime, reducing the number of Ph.D.’s in certain fields will help.  Supply and demand may not be the only variables, but they count.  It’s not coincidental that colleges and universities can pay really low wages and find highly qualified adjuncts in certain fields but cannot do so in others.

      • tardigrade

        Some of the instructors at my school have Master’s degrees or “A.B.D.” as their highest credential.  The lower-tier schools can easily turn back the clock a few decades and increase the number of lower-credentialed educators at cheap wages (unless there’s something I’m missing with regards to accreditation).

  • historiann

    In all of the breast-beating and rending of garments about the “crisis” in higher education and in calls for universities to “bring about change” in the way we provide education, I’ve yet to see any evidence that it’s the educational aspect of the mission that’s f^cked up.  Our classes are still full.  (Take some of my students–please!)  Students and their parents seem ready and eager to take on educational debt for undergraduate degrees.  It’s the “extras” like running semi-pro sports entertainment complexes and 4-star luxury resorts WHILE gutting the regular faculty and exploiting adjuncts that represent the greatest failures by those in higher ed administration, in addition to the failure of citizens and their legislators to sponsor state institutions at responsible level.  There is no evidence that the faculty as a whole are serving students poorly.  (In fact, where there is evidence that some faculty are serving their students poorly, it’s by not assigning enough reading and writing!  And guess what?  Assigning reading and writing and devising meaningful assignments and papers costs more money, not less money.)

    So, by all means, let’s change the way “we” do business.  I say let’s dump the semi-pro sports teams and all of the administrators who cost more than $125,000.00 a year, and invest the savings in investing in rebuilding the tenure-stream faculty and in creating a genuine intellectual community for undergraduates as well as graduate students.  (That is, let’s get out the message that college is not a 4-year tailgate or frat party.)  Other than helping to rebuild the faculty and participating in reforming the undergraduate culture, I fail to see that my workday will or should change (or dog forbid, go online.  How does online do anything but feed the notion that college is about the parties & should be “easy” and “convenient?”)

    • judithcbrown

      I’m with you on getting rid of the semi-pro sports, the arenas that host them, and the entertainment culture that helped spawn. And I wish that the situation could be remedied simply by getting rid of all those pesky, overpaid administrators. But the situation we face is more complex. Studies of the administation of hundreds of colleges and universities agree that some administrators are overpaid and that there’s been costly administrative bloat, particularly at 4-year public institutions. In response, institutions such as the University of California, North Carolina, etc.,  have begun to reign in some administrative salaries and to cut back on administrative layers — streamlining, centralizing, sharing personnel or services with other institutions, etc. Yet reducing spending on administration apparently yields at best something well below a 10% reduction in operating budget  expenditures. Not enough to solve the financial problems facing most institutions, especially public ones, which experienced the most growth in administration and related costs. This then brings me back to the role of faculty. In an era when public funding for higher education is likely to remain the same or to shrink, and when students and their families balk at paying higher costs for a college education [reflected among others in the recent Ocuppy (you name the campus) protests], how education is provided and how faculty are involved in that process will likely change at most institutions, not because faculty have served students poorly, but because the needs of students are changing and because there are new ways to meet their needs. In the last decade the fastest growth in undergraduate education has taken place at for-profit and 2-year public institutions, where on-line instruction is growing rapidly.  Public four-year colleges now account for a smaller share of overall enrollments. So, eventually you may get your wish after all and  some of your students will go elsewhere (See among others, Delta Cost Project, Trends in Spending 1999-2009, Kevin Kiley, “Where Universities Can Be Cut,” Inside Higher Ed).

      • historiann

        I think the 2-year colleges may well be the best places for the students they’re serving.  (We end up seeing a lot of the same students when they transfer to my four-year campus, by the way.)  But until I see that Malia and Sasha Obama and the children of our political and economic elite are enrolling in online universities, I will remain highly skeptical that the value of online degrees will be on a par with even regional 4-year public universities.  I’ll call my shot now and predict that this will never be a problem in my career, which will probably end 20-25 years from now.

        All of this “crisis” talk and all of these warnings that change is coming so we’d better capitulate now rather than later have the smell of the political dictum never to let a crisis go to waste.  But in the case of the faculty, we’ve already been doing more with less for 15-20 years.  How much more can we give, realistically?  And by the way, I’m good with taking that 10% of the budget and investing it in the people who actually do the education around my uni.  I make less than half of $125,000, which I’m sure I’ll never make as my annual salary for my entire career.

        Four-year colleges–at least mine–seem to believe that they must dominate every sector of higher ed, when I think we’d be better off doing what we do what we do well & protect our brand rather than rushing headlong into inferior online courses.  Why this ideology of growth, and of monopolizing growth, at all costs? 

  • 22086364

    And interesting article. I will be thinking about it for a while. My only query/response right now involves adjuncts and adjunct exploitation. I’d be interested in hearing you expand on those ideas more fully, possibly in a future column.
    My reasons are two-fold: first, I think you might have edited material out. Second, I direct a small program. My right-hand is an hourly employee who makes under ten dollars an hour. She also adjuncts for us for under 3 thousand dollars a course. It’s the system, and I have been unable to change it on her behalf. In fact, I had to fight with HR to get the hourly salary she earns.
    Because the situation is so clearly abusive, though, I have sought to ameliorate it by taking this person on as a mentee. I observe her teaching. I consult with her about curricular development. I seek to make the operations of my work transparent, so that she can learn how decisions are made, and offer insights on how to improve things. Basically, I try to treat her as an equal colleague, in order that she will be ready for big things once she earns her degree. I am trying to be decent in a crappy situation, yet it doesn’t seem like enough. Frankly, it is because it isn’t enough. Have you any thoughts, at both the micro and macro level?

    • chedie

      I am glad to hear someone is taking some innitiative in trying to do something about the problem. Thanks, and keep it up.

    • judithcbrown

      The issue of adjunct exploitation is heartbreaking and difficult. Good for you for trying to help out the person in your program. I wish you could tell me more about your institution, the program you’re in, and the qualifications of the person who is both staff and adjunct. Feel free to write me at my Wesleyan email address if you don’t want to air this publicly (jbrown@ wesleyan.edu).  In the meantime, I don’t know whether what I’m about to say pertains to your situation or not, but I wonder if finding an ally who is a mid or high level administrator might help. When I arrived as an administrator at a previous institution and saw the salaries of adjuncts, I was so upset that I doubled them. I found the $ somewhere, cobbled together from everything else and fortunately, this involved only about 15 people or so. My point is that if an academic administrator (not HR) believes it’s a priority, s/he may have access to financial resources or leverage with other administrators at the institution to  make it happen.

  • smcdonald999

    Where’s the data?  Not one number, ratio, graph, chart, or even ounce of relative perspective.   Just lot’s of vague, subjective inferences. 
     ”has grown partly” — wow, thanks for the in depth insight
     ”more time-consuming and expensive to produce than most people think” – so how do you know what we think?   Got a survey?
    “best researchers in the faculty were also among the best and most devoted teachers”   Hmm, any evidence of to back up that claim?

    This article is good example of why higher education is so bad at evaluating itself.  They refuse to use even the most basic scientific methods when looking in the mirror.  How can you “assess” something you don’t  measure?  At the very least, give us a web link to a pie chart showing exactly where costs have increased.  Or how about a 30-year before-and-after look?  Something listing costs per student broken down by: inflation, financial aid, health care, pensions, information technology, litigation, teaching salaries, admin salaries, building depreciation, etc?  

    • tenured_radical

      Did you click on any of the links?  And we have been assessing the hell out of education in the last decade — has it helped?  Anything?

      • historiann

        Of course it hasn’t helped, because assessment (much as I hate it) has demonstrated that the faculty, particularly those in the liberal arts, are providing students with a rigorous education at bargain prices.  Administrators and the free farm clubs for the NFL and the NBA don’t come out so well under the assessment regime, but we’ll never hear about that because the assessment pushers were convinced that they’d discover lazy, underworked, and overpaid faculty rather than the underpaid and beleagured adjunct and regular faculty who are teaching for food and (if “lucky”) decent medical coverage.

        And in spite of the propaganda, the liberal arts on most campuses have more majors than we know what to do with.  So we’re succeeding even by the right wing’s favorite metric, “the market,” too–but again, we’ll never be talked or written about in this fashion. 

        For smcdonald999:  here’s the Institutional Research for my uni.  Have a look: 

        http://www.ir.colostate.edu/sis123/2009/sis123bs_la.htm

        Looks like my department (History) is producing more student credit hours than any department in the entire university but three, and all of those three (Art, Communication Studies, and English) are in the Liberal Arts college, too.  (Funny, isn’t it, that History and other humanities and the arts are so big on an Aggie campus?  Isn’t it amazing that we’ve been able to fool so many people?  (And can you believe that we do it with only 17 regular, full-time tenured faculty on the staff?  We must be pretty awesome at being bad at our jobs!!!)

      • historiann

        Sorry–that was the wrong link.  I can’t find one that breaks down the majors on one page, but this will have to do:

        http://www.ir.colostate.edu/sis123/2009/sis123as_univ.htm

    • midevilprof

      Or perhaps it is the purpose of a COLUMN (as opposed to a STUDY) to work with ideas that are commonly held and discussed, rather than to carry out research to generate such numbers, graphs, etc. that smcdonald999 calls for.  That despite the links to other resources that might shed some light on the matter.

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