Over the last year or so, the various online discussion groups devoted to academic administration have been abuzz with chatter about how to manage state-mandated budget cuts. Deans and provosts asked one another for advice about how to handle wide-ranging—and in many cases, unprecedented—rescissions.
As might be expected, each state-supported institution approached the budget crisis from a different perspective on how to maintain—or at least not impair—its mission. Some institutions announced across-the-board pay cuts. Others instituted mandatory furloughs. Still others dismissed or "nonreappointed" adjuncts and full-time temporary faculty members. A few even cut some tenured and tenure-track positions.
A new dean who had never faced state "givebacks" before desperately asked the online group how to go about determining exactly what to cut. Clearly frustrated, she wrote, "We have so little to begin with, everything we have left is important. I can't see how we can prioritize when we have already been cut to the bone."
Another dean replied with what I found to be singularly unhelpful advice. "Simply pass on to your departments the obligation to cut their areas at whatever percentage your state is requiring," she advised. "This places the real responsibility where it belongs—on the individual units."
I agree that when faced with state budget cuts, individual colleges, departments, and units should participate in determining their priorities and recommending what should be eliminated from their own budgets. However, enforcing the same level of cuts across the board is counterproductive. Requiring your very best and most productive programs to be reduced at the same rate as your least productive areas shows a lack of imagination and an absence of strategic thinking.
A more strategic approach would be to analyze which areas of the university are contributing least to its mission and which are helping to propel it forward. When an institution approaches the process from that perspective, it is even conceivable that some areas might gain funds at the very moment that other areas are being trimmed or eliminated.
As you can sense from the frustration of the neophyte dean asking for advice, any budget-cutting process is a fraught time, not only for those experiencing cuts in their departments, but also for those charged with overseeing the reductions. It is painful to eliminate programs, lay off people, or require furloughs. That's why so many institutions take what seems to be the easy way out by imposing across-the-board cuts, as if spreading the pain evenly would somehow mitigate it.
Perhaps more difficult but potentially more rewarding is to make budget reductions disproportionally. While each institution has its own specific priorities and challenges, some general principles are worth considering. Here are a few:
- Protect the revenue generators. One college I know always experienced robust summer-school enrollment, which generated much-needed revenue for the institution, yet it chose to eliminate its summer-school budget in a recent round of cuts. The administration was attempting to avoid making other unpleasant cuts, but by eliminating its summer budget it effectively eliminated a source of revenue.
- Protect and even nurture your principal programs. Especially protect those that bring national visibility to your institution or help define its distinctiveness. If you must reduce or eliminate programs, it's better to cut ones that are duplicates of those at other institutions than to cut the very areas that set you apart from the pack.
- Protect core faculty members. Cutting everyone's salary may seem egalitarian, but it disadvantages the very people who you hope will help move the university forward after the cuts. At my own university, we chose last year to protect the jobs of core faculty members (including clinical faculty members), and instead to eliminate a number of vacant positions and not renew the contracts of a sizable number of full-time temporary faculty members. That was not an easy decision to make. We understood that some of those "temporary" faculty members had actually been employed for many years and had developed close relationships with many people on the campus. But given the university's mission and position as a doctoral research university, our decision to focus the cuts on temporary employees seemed the most reasonable.
- Eliminate nonessential personnel and programs first. Careful analysis is likely to demonstrate that any organization employs a number of people whose role is peripheral to the key functioning of the organization. In tight times, those positions should be the terminated first. Close down unproductive centers, institutes, and other ancillary enterprises. Many institutions tend to accumulate a surfeit of such enterprises over time, and it is necessary (and healthy) to ask periodically, "Do we really need this center, or has it lost its usefulness?"
- Reduce departmental commitments. Just as institutions tend to accumulate centers and other ancillary enterprises that have long since lost their usefulness, some departments accumulate an overabundance of programs. Reducing underperforming majors and minors, for example, can both save money and free up faculty members to engage in more central activities.
- Consider mergers. Some departments and programs might thrive if joined together while also saving the university money by eliminating redundant administrative overhead. It might make sense, for example, to combine several small departments into one unit rather than let them limp along as separate entities. An added advantage might be increased collaboration among faculty members.
- Seek to reduce the number of administrators when possible. Administrative posts sometimes proliferate just as unnecessary programs do. This is a key area deserving scrutiny whenever budgets are tight. Do we really need a graduate director in our department? Or an associate chair? Does the dean really need a third associate dean?
Institutions tend to grow in an ad hoc fashion, sometimes spawning new programs, employees, and administrators indiscriminately. But the fact that an institution has grown in a certain way does not mean that it must remain that way.
If the budget-cutting exercise of recent months has any silver lining, it is that an institution can pay focused attention to its priorities and potentially emerge leaner but stronger in the end. The "unkindest cut of all" is the one that slices evenly and indiscriminately across all programs without any attention to priorities.









Comments
1. garlanjc - October 05, 2009 at 09:47 am
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2. davi2665 - October 05, 2009 at 09:56 am
Across the board percentage cuts are usually the result of an administration that does not know what to do. Without a clear plan to grow the productive programs and eliminate the unproductive ones, a University/business will end up facing the same situation over and over, with continuing across the board cuts, and will still not understand why they are going under. This is akin to the "Kodak" phenomenon, with round after round of budget cuts and lay-offs, followed by the same continuing results.
3. chukuriuk - October 05, 2009 at 12:46 pm
Ha ha ... the last item is "_Seek to_ reduce the number of administrators _when possible._" No such caveats in the other sections!
4. schaffer3 - October 06, 2009 at 09:28 am
My fear is that this sort of strategy would lead to extensive cuts in the Humanities while leaving science and social science fields untouched. There's often a sense--justified or not--that majors in language, literature, and culture are a waste of students' time. I find that enrollments are down currently at my institution in all language classes, but it does not follow that students should not have the opportunity to pursue advanced language studies because not many choose to. If budget cuts are to be made from departments that don't uphold a university's mission, then it becomes very, very important to articulate that mission in the correct way.
I can see that many institutions might conceive of themselves as primarily training new professionals in practical fields, but I know that many others wish to preserve--and celebrate--all areas of human knowledge. As a professor of Renaissance literature I sometimes see my work as analogous to that of the museum curator. Perhaps only seven students might take one of my advanced classes, but those few students get an educational experience that has the potential to change their assumptions about history, politics, and even their own place in the world. It's in my best interest to keep the museum open of course--but I firmly believe that it's also in students' best interests to offer the widest variety of fields of study possible.
5. shakesguy - October 06, 2009 at 05:31 pm
Like schaffer3, I'm also in Renaissance literature, and tend to find that the humanities are disproportionately likely to get the axe.
I think, though, that the problem has to do with administrators who, even if they have the courage not to defer the cuts to departments, are nevertheless so cowardly as to defer to mathematics. If they count how many students sign up for courses, they effectively make their cuts on the basis of popularity and popular prejudice; if they count how much grants revenue a department generates, they turn expense into a proxy for importance.
In neither case are they showing the courage to ask what their university is for, what universities in general are for, and what therefore qualifies their own as worthy of the name.
As an addendum to chukuriuk's observation, surely there's some way to contract out administration altogether. There was a union in a town near where I grew up which bought out the owners of its sawmill, who were planning to close it, then hired a consulting firm to do the management. Why can't universities do that?
6. intplibrarian - October 08, 2009 at 12:27 pm
I'm afraid that "protect the revenue generators" will be interpreted as "cut the non-revenue generators." This seems to be what's happening at my institution.
Guess what? A library is completely and totally non-revenue generating. The fact that the profs who get the largest grants NEED the library in order to do so seems to be not at all factored into the equation.
(Also, I agree with schaffer3. There is more types of value than simply monetary value.)
7. intplibrarian - October 08, 2009 at 12:27 pm
*sigh*
There ARE more types of value...
8. witten426 - October 16, 2009 at 12:28 pm
and if teaching is the mission of the university,why not return excess administrators to the classroom when I arrived at my university, the dean of liberal arts had one assistant, now 10 years later he has two, and the language department has no senior Spanish professors, despite the fact that the majority of the Spanish teachers in our public schools have gotten their degrees from us
and could come back for master's if there were enough faculty to supervise them. this kind of short sighted self serving administration seems all too common
9. amnirov - November 30, 2009 at 02:42 pm
why does this guy have a regular column? it's almost like he has no understanding of a university's historical mission.